CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+0.34%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$635M
AUM Growth
+$10.6M
Cap. Flow
+$11.1M
Cap. Flow %
1.75%
Top 10 Hldgs %
46.98%
Holding
333
New
96
Increased
24
Reduced
57
Closed
53

Top Buys

1
SRE icon
Sempra
SRE
$9.11M
2
ETR icon
Entergy
ETR
$8.12M
3
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$5.12M
4
SSWA
Seaspan Corporation 7.125 Percent Notes due 2027
SSWA
$4.85M
5
DTW
DTE Energy Company 2017 Series E 5.25% Junior Subordinated Debentures due 2077
DTW
$3.79M

Top Sells

1
CHT icon
Chunghwa Telecom
CHT
$6.23M
2
VZ icon
Verizon
VZ
$5.34M
3
EQT icon
EQT Corp
EQT
$4.88M
4
FE icon
FirstEnergy
FE
$3.05M
5
CLDT
Chatham Lodging
CLDT
$2.31M

Sector Composition

1 Utilities 55.39%
2 Communication Services 10.09%
3 Financials 8.08%
4 Real Estate 3.6%
5 Energy 2.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRG.PRA
151
Seritage Growth Properties 7.00% Series A Cumulative Redeemable Preferred Shares of Beneficial Interest
SRG.PRA
$65.2M
$125K 0.02%
+5,000
New +$125K
PEI.PRD
152
DELISTED
Pennsylvania Real Estate Investment Trust 6.875% Series D Cumulative Redeemable Perpetual Preferred Shares
PEI.PRD
$125K 0.02%
5,000
– –
NVCR icon
153
NovoCure
NVCR
$1.34B
$120K 0.02%
+5,855
New +$120K
ABMD
154
DELISTED
Abiomed Inc
ABMD
$120K 0.02%
+631
New +$120K
RPD icon
155
Rapid7
RPD
$1.28B
$119K 0.02%
+6,261
New +$119K
RNG icon
156
RingCentral
RNG
$2.76B
$116K 0.02%
+2,388
New +$116K
ZNGA
157
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$114K 0.02%
+28,599
New +$114K
NEWR
158
DELISTED
New Relic, Inc.
NEWR
$113K 0.02%
+1,976
New +$113K
AKS
159
DELISTED
AK Steel Holding Corp.
AKS
$110K 0.02%
+19,125
New +$110K
SBUX icon
160
Starbucks
SBUX
$98.9B
$109K 0.02%
1,877
-6,614
-78% -$384K
ACM icon
161
Aecom
ACM
$16.7B
$107K 0.02%
2,863
+109
+4% +$4.07K
AMTD
162
DELISTED
TD Ameritrade Holding Corp
AMTD
$107K 0.02%
2,087
– –
PYPL icon
163
PayPal
PYPL
$65.4B
$104K 0.02%
1,397
-306
-18% -$22.8K
IMAX icon
164
IMAX
IMAX
$1.57B
$103K 0.02%
+4,438
New +$103K
AMG icon
165
Affiliated Managers Group
AMG
$6.62B
$101K 0.02%
491
-522
-52% -$107K
CSWCL
166
DELISTED
Capital Southwest Corporation 5.95% Notes due 2022
CSWCL
$100K 0.02%
+4,000
New +$100K
LITE icon
167
Lumentum
LITE
$9.92B
$95K 0.02%
+1,941
New +$95K
TTWO icon
168
Take-Two Interactive
TTWO
$44.4B
$87K 0.01%
798
– –
USG
169
DELISTED
Usg
USG
$85K 0.01%
+2,191
New +$85K
MJ icon
170
Amplify Alternative Harvest ETF
MJ
$177M
$84K 0.01%
219
-3,503
-94% -$1.34M
BLUE
171
DELISTED
bluebird bio
BLUE
$82K 0.01%
+35
New +$82K
OXY icon
172
Occidental Petroleum
OXY
$45.9B
$81K 0.01%
+1,102
New +$81K
GM icon
173
General Motors
GM
$55.4B
$77K 0.01%
1,858
-501
-21% -$20.8K
MGM icon
174
MGM Resorts International
MGM
$10.1B
$77K 0.01%
+2,296
New +$77K
AON icon
175
Aon
AON
$80.5B
$76K 0.01%
564
+100
+22% +$13.5K
5 6
7
8 9