CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTU.CL
126
DELISTED
Qwest Corporation
CTU.CL
$141K 0.02%
5,578
– –
GAIN icon
127
Gladstone Investment Corp
GAIN
$543M
$140K 0.02%
+15,000
New +$140K
NOW icon
128
ServiceNow
NOW
$190B
$140K 0.02%
1,320
+107
+9% +$11.3K
PYPL icon
129
PayPal
PYPL
$65.2B
$133K 0.02%
2,494
-8,028
-76% -$428K
ECCB
130
DELISTED
Eagle Point Credit Company Inc. 7.75% Series B Term Preferred Stock due 2026
ECCB
$130K 0.02%
5,000
– –
TTWO icon
131
Take-Two Interactive
TTWO
$44.2B
$129K 0.02%
1,775
+689
+63% +$50.1K
MH.PRD
132
DELISTED
Maiden Holdings North America, Ltd. 6.700% Non-Cumulative Preference Shares, Series D
MH.PRD
$126K 0.02%
+5,000
New +$126K
FRC.PRH
133
DELISTED
First Republic Bank
FRC.PRH
$124K 0.02%
+5,000
New +$124K
RAI
134
DELISTED
Reynolds American Inc
RAI
$109K 0.02%
1,675
-926
-36% -$60.3K
CBOE icon
135
Cboe Global Markets
CBOE
$24.3B
$107K 0.02%
1,179
-3,311
-74% -$300K
JNJ icon
136
Johnson & Johnson
JNJ
$430B
$107K 0.02%
810
-368
-31% -$48.6K
MFA
137
MFA Financial
MFA
$1.07B
$105K 0.02%
3,111
-1,456
-32% -$49.1K
F icon
138
Ford
F
$46.7B
$97K 0.02%
8,700
-22,022
-72% -$246K
APO icon
139
Apollo Global Management
APO
$75.3B
$96K 0.02%
3,640
+283
+8% +$7.46K
CMI icon
140
Cummins
CMI
$55.1B
$96K 0.02%
598
-249
-29% -$40K
AB icon
141
AllianceBernstein
AB
$4.29B
$95K 0.02%
4,068
-100
-2% -$2.34K
NVDA icon
142
NVIDIA
NVDA
$4.07T
$87K 0.01%
23,720
-135,200
-85% -$496K
TKR icon
143
Timken Company
TKR
$5.42B
$87K 0.01%
1,918
-1,405
-42% -$63.7K
SLRC icon
144
SLR Investment Corp
SLRC
$911M
$86K 0.01%
3,948
-1,986
-33% -$43.3K
BA icon
145
Boeing
BA
$174B
$85K 0.01%
431
-364
-46% -$71.8K
GLD icon
146
SPDR Gold Trust
GLD
$112B
$83K 0.01%
+700
New +$83K
PRU icon
147
Prudential Financial
PRU
$37.2B
$81K 0.01%
743
-363
-33% -$39.6K
STWD icon
148
Starwood Property Trust
STWD
$7.56B
$81K 0.01%
3,605
-1,588
-31% -$35.7K
AET
149
DELISTED
Aetna Inc
AET
$80K 0.01%
525
– –
TSM icon
150
TSMC
TSM
$1.26T
$79K 0.01%
2,268
-988
-30% -$34.4K
4 5
6
7 8