CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Est. Return 33.5%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+33.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$58.8M
AUM Growth
-$625M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
159
New
Increased
Reduced
Closed

Top Buys

1
+$14.6M
2
+$5.22M
3
+$2.44M
4
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$1.15M
5
RCM
R1 RCM Inc. Common Stock
RCM
+$654K

Top Sells

1
+$44.1M
2
+$38.2M
3
+$37.1M
4
ES icon
Eversource Energy
ES
+$36.3M
5
LNT icon
Alliant Energy
LNT
+$31.1M

Sector Composition

1 Healthcare 7.18%
2 Technology 5.35%
3 Industrials 2.19%
4 Financials 2.12%
5 Real Estate 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKM icon
126
SK Telecom
SKM
$17.1B
– –
-62,217
SRE icon
127
Sempra
SRE
$57B
– –
-610,000
STAA icon
128
STAAR Surgical
STAA
$1.47B
– –
-7,995
VBTX
129
DELISTED
Veritex Holdings
VBTX
– –
-9,662
VC icon
130
Visteon
VC
$3.15B
– –
-3,071
VXX icon
131
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$179M
– –
0
VZ icon
132
Verizon
VZ
$199B
– –
-450,000
WHLRD
133
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$66.5M
– –
-150,000
WMB icon
134
Williams Companies
WMB
$85.7B
– –
-520,000
XOM icon
135
Exxon Mobil
XOM
$619B
– –
-22,086
TXNM
136
TXNM Energy Inc
TXNM
$6.54B
– –
-721,723
ITCI
137
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-11,499
AKTS
138
DELISTED
Akoustis Technologies Inc
AKTS
– –
-31,293
VIA
139
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
– –
-214,629
NEWR
140
DELISTED
New Relic, Inc.
NEWR
– –
-3,421
WWE
141
DELISTED
World Wrestling Entertainment
WWE
– –
-3,469
AJRD
142
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-5,557
AQUA
143
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-25,437
SJI
144
DELISTED
South Jersey Industries, Inc.
SJI
– –
-480,000
HTGM
145
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
– –
-260
IEA
146
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-23,163
FOE
147
DELISTED
Ferro Corporation
FOE
– –
-12,400
FLXN
148
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-17,379
HOME
149
DELISTED
At Home Group Inc.
HOME
– –
-21,359
AXAS
150
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-5,369
3 4 5
6
7