CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MIME
101
DELISTED
Mimecast Limited
MIME
$281K 0.05%
+10,492
New +$281K
BRO icon
102
Brown & Brown
BRO
$31.5B
$280K 0.05%
+12,836
New +$280K
HYMB icon
103
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.67B
$269K 0.04%
9,490
+3,490
+58% +$98.9K
ADP icon
104
Automatic Data Processing
ADP
$122B
$252K 0.04%
2,481
-761
-23% -$77.3K
TEN.PRE
105
Tsakos Energy Navigation Limited Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Shares, par value $1.00
TEN.PRE
$126M
$252K 0.04%
10,000
– –
VR.PRB.CL
106
DELISTED
Validus Holdings, Ltd.
VR.PRB.CL
$252K 0.04%
+10,000
New +$252K
HT.PRE
107
DELISTED
Hersha Hospitality Trust 6.50% Series E Cumulative Redeemable Preferred Shares of Beneficial Interest
HT.PRE
$247K 0.04%
10,000
– –
MDLZ icon
108
Mondelez International
MDLZ
$78.8B
$232K 0.04%
+5,374
New +$232K
WRB icon
109
W.R. Berkley
WRB
$27.7B
$229K 0.04%
+11,161
New +$229K
AAN.A
110
DELISTED
AARON'S INC CL-A
AAN.A
$228K 0.04%
+5,837
New +$228K
AIG icon
111
American International
AIG
$45.3B
$213K 0.04%
+3,357
New +$213K
MSFT icon
112
Microsoft
MSFT
$3.78T
$208K 0.03%
3,040
-960
-24% -$65.7K
CUDA
113
DELISTED
Barracuda Networks, Inc.
CUDA
$205K 0.03%
+9,042
New +$205K
NGL.PRB icon
114
NGL Energy Partners LP 9.00% Class B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units representing limited partnership interests
NGL.PRB
$174M
$203K 0.03%
+8,200
New +$203K
MS icon
115
Morgan Stanley
MS
$240B
$200K 0.03%
4,477
-370
-8% -$16.5K
SRNE
116
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$200K 0.03%
+97,536
New +$200K
VRNT icon
117
Verint Systems
VRNT
$1.23B
$187K 0.03%
+8,941
New +$187K
XOP icon
118
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.88B
$178K 0.03%
1,400
-250
-15% -$31.8K
BANC icon
119
Banc of California
BANC
$2.68B
$177K 0.03%
8,187
-2,011
-20% -$43.5K
ACGL icon
120
Arch Capital
ACGL
$34.4B
$174K 0.03%
+5,541
New +$174K
DDR.PRA
121
DELISTED
DDR Corp.
DDR.PRA
$169K 0.03%
+6,500
New +$169K
LMRK
122
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$160K 0.03%
10,000
– –
USCR
123
DELISTED
U S Concrete, Inc.
USCR
$147K 0.02%
+1,875
New +$147K
SSNC icon
124
SS&C Technologies
SSNC
$21.7B
$143K 0.02%
+3,778
New +$143K
META icon
125
Meta Platforms (Facebook)
META
$1.88T
$142K 0.02%
+937
New +$142K
3 4
5
6 7