CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+4.65%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$772M
AUM Growth
+$772M
Cap. Flow
-$12K
Cap. Flow %
0%
Top 10 Hldgs %
30.88%
Holding
240
New
–
Increased
–
Reduced
–
Closed
1

Top Buys

No buys this quarter

Top Sells

1
CUBI icon
Customers Bancorp
CUBI
$98.1K
2
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
$12K

Sector Composition

1 Utilities 31.44%
2 Communication Services 15.47%
3 Energy 11.82%
4 Real Estate 8.51%
5 Financials 3.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TCF.PRC.CL
101
DELISTED
TCF Financial Corporation
TCF.PRC.CL
$846K 0.11%
35,000
– –
BML.PRL
102
Bank of America Depository Shares Series 5
BML.PRL
$331M
$828K 0.11%
40,000
– –
BCE icon
103
BCE
BCE
$22.9B
$690K 0.09%
16,000
– –
NTT
104
DELISTED
Nippon Telegraph & Telephone
NTT
$681K 0.09%
25,000
– –
AGIIL
105
DELISTED
Argo Group International Holdings, Ltd. 6.5% Senior Notes Due 2042
AGIIL
$667K 0.09%
29,000
– –
CORR
106
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$608K 0.08%
90,000
– –
GS.PRJ
107
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$596K 0.08%
25,000
– –
FTR
108
DELISTED
Frontier Communications Corp.
FTR
$592K 0.08%
103,720
– –
RAI
109
DELISTED
Reynolds American Inc
RAI
$577K 0.07%
10,810
– –
LMT icon
110
Lockheed Martin
LMT
$105B
$573K 0.07%
3,510
– –
ELV icon
111
Elevance Health
ELV
$72.4B
$549K 0.07%
5,510
– –
XOM icon
112
Exxon Mobil
XOM
$477B
$547K 0.07%
5,600
– –
FRC.PRD.CL
113
DELISTED
First Republic Bank Depositary Shares, each representing a 1/40th interest in a share of 5.50% Noncu
FRC.PRD.CL
$539K 0.07%
25,000
– –
NSC icon
114
Norfolk Southern
NSC
$62.4B
$535K 0.07%
5,510
– –
ALE icon
115
Allete
ALE
$3.68B
$524K 0.07%
10,000
– –
MS.PRF icon
116
MORGAN STANLEY SERIES F
MS.PRF
$864K
$518K 0.07%
20,000
– –
DLR.PRH.CL
117
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$498K 0.06%
20,000
– –
FRC.PRB.CL
118
DELISTED
First Republic Bank
FRC.PRB.CL
$493K 0.06%
20,000
– –
NVS icon
119
Novartis
NVS
$248B
$486K 0.06%
5,720
– –
CA
120
DELISTED
CA, Inc.
CA
$475K 0.06%
15,345
– –
PRU icon
121
Prudential Financial
PRU
$37.8B
$452K 0.06%
5,340
– –
SCU
122
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$442K 0.06%
32,130
– –
LLY icon
123
Eli Lilly
LLY
$661B
$441K 0.06%
7,500
– –
GSK icon
124
GSK
GSK
$79.3B
$432K 0.06%
8,080
– –
HPQ icon
125
HP
HPQ
$26.8B
$431K 0.06%
13,320
– –
3 4
5
6 7