CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RTN
76
DELISTED
Raytheon Company
RTN
$595K 0.1%
3,706
+977
+36% +$157K
IBKC
77
DELISTED
IBERIABANK Corp
IBKC
$566K 0.09%
6,922
+1,916
+38% +$157K
FTSL icon
78
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$562K 0.09%
11,612
-26,778
-70% -$1.3M
NOC icon
79
Northrop Grumman
NOC
$83B
$553K 0.09%
2,170
+1,199
+123% +$306K
MAA icon
80
Mid-America Apartment Communities
MAA
$16.9B
$546K 0.09%
5,168
-1,012
-16% -$107K
DATA
81
DELISTED
Tableau Software, Inc.
DATA
$533K 0.09%
+8,624
New +$533K
LMT icon
82
Lockheed Martin
LMT
$107B
$530K 0.09%
1,915
+643
+51% +$178K
FRC
83
DELISTED
First Republic Bank
FRC
$526K 0.09%
5,232
+1,635
+45% +$164K
PFF icon
84
iShares Preferred and Income Securities ETF
PFF
$14.4B
$520K 0.09%
13,315
+12,825
+2,617% +$501K
MKTX icon
85
MarketAxess Holdings
MKTX
$6.73B
$511K 0.08%
2,512
+1,883
+299% +$383K
NEWT icon
86
NewtekOne
NEWT
$325M
$491K 0.08%
30,000
– –
BFH icon
87
Bread Financial
BFH
$3.12B
$433K 0.07%
2,100
+1,886
+881% +$389K
JNK icon
88
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
$431K 0.07%
3,869
-897
-19% -$99.9K
BHI
89
DELISTED
Baker Hughes
BHI
$428K 0.07%
+8,000
New +$428K
HDS
90
DELISTED
HD Supply Holdings, Inc.
HDS
$398K 0.07%
+13,017
New +$398K
CMA icon
91
Comerica
CMA
$9.07B
$371K 0.06%
5,103
+1,374
+37% +$99.9K
NDAQ icon
92
Nasdaq
NDAQ
$54.1B
$366K 0.06%
15,357
-2,349
-13% -$56K
SBUX icon
93
Starbucks
SBUX
$98.9B
$362K 0.06%
6,208
+3,671
+145% +$214K
AMG icon
94
Affiliated Managers Group
AMG
$6.62B
$333K 0.05%
2,018
+150
+8% +$24.8K
EMB icon
95
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$331K 0.05%
2,893
+860
+42% +$98.4K
WDR
96
DELISTED
Waddell & Reed Financial, Inc.
WDR
$331K 0.05%
17,263
-2,447
-12% -$46.9K
XLE icon
97
Energy Select Sector SPDR Fund
XLE
$27.2B
$323K 0.05%
5,000
-600
-11% -$38.8K
CHKP icon
98
Check Point Software Technologies
CHKP
$20.5B
$318K 0.05%
2,904
+1,841
+173% +$202K
MDT icon
99
Medtronic
MDT
$119B
$297K 0.05%
+3,351
New +$297K
BABA icon
100
Alibaba
BABA
$312B
$285K 0.05%
+2,027
New +$285K
2 3
4
5 6