CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
+$614M
Cap. Flow
-$19.7M
Cap. Flow %
-3.2%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTSL icon
76
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$611K 0.1%
12,591
+6,714
+114% +$326K
SSW.PRH
77
DELISTED
Seaspan Corporation 7.875% Cumulative Redeemable Perpetual Preferred Shares - Series H
SSW.PRH
$584K 0.1%
+30,000
New +$584K
AHP.PRB
78
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$476K 0.08%
22,100
-3,480
-14% -$75K
AHT.PRG
79
Ashford Hospitality Trust Series G
AHT.PRG
$24.7M
$463K 0.08%
+20,000
New +$463K
AXS.PRE icon
80
AXIS Capital Holdings Ltd Series E
AXS.PRE
$461M
$433K 0.07%
+20,000
New +$433K
TBT icon
81
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$433K 0.07%
+10,610
New +$433K
NEE.PRK
82
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$416K 0.07%
18,826
-25,000
-57% -$552K
MSFT icon
83
Microsoft
MSFT
$3.76T
$415K 0.07%
6,685
+1,079
+19% +$67K
NM.PRH
84
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$413K 0.07%
59,000
– –
ICE icon
85
Intercontinental Exchange
ICE
$100B
$363K 0.06%
+6,434
New +$363K
SRLN icon
86
SPDR Blackstone Senior Loan ETF
SRLN
$6.96B
$348K 0.06%
7,333
+5,833
+389% +$277K
NRE
87
DELISTED
NorthStar Realty Europe Corp.
NRE
$288K 0.05%
22,916
– –
NOW icon
88
ServiceNow
NOW
$191B
$280K 0.05%
+3,767
New +$280K
CHKP icon
89
Check Point Software Technologies
CHKP
$20.6B
$277K 0.05%
+3,285
New +$277K
NOC icon
90
Northrop Grumman
NOC
$83.2B
$265K 0.04%
1,140
+410
+56% +$95.3K
FDX icon
91
FedEx
FDX
$53.2B
$262K 0.04%
+1,405
New +$262K
LMRKO
92
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
$243K 0.04%
10,000
– –
HT.PRE
93
DELISTED
Hersha Hospitality Trust 6.50% Series E Cumulative Redeemable Preferred Shares of Beneficial Interest
HT.PRE
$225K 0.04%
+10,000
New +$225K
WP
94
DELISTED
Worldpay, Inc.
WP
$224K 0.04%
+3,757
New +$224K
LMT icon
95
Lockheed Martin
LMT
$105B
$223K 0.04%
+891
New +$223K
PSB.PRW
96
DELISTED
PS Business Parks, Inc Depositary Shares Each Representing 1/1000 of a Share of 5.20% Cumulative
PSB.PRW
$216K 0.04%
+10,000
New +$216K
WDAY icon
97
Workday
WDAY
$62.3B
$213K 0.03%
+3,224
New +$213K
SSNI
98
DELISTED
Silver Spring Networks, Inc.
SSNI
$211K 0.03%
+15,860
New +$211K
HYG icon
99
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$196K 0.03%
2,260
+1,000
+79% +$86.7K
SJNK icon
100
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$196K 0.03%
7,090
-3,990
-36% -$110K
2 3
4
5 6