CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
-4.44%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$755M
AUM Growth
-$16.7M
Cap. Flow
-$23.6M
Cap. Flow %
-3.13%
Top 10 Hldgs %
31.62%
Holding
326
New
82
Increased
51
Reduced
50
Closed
59

Top Buys

1
TXNM
TXNM Energy, Inc.
TXNM
$19.1M
2
LNT icon
Alliant Energy
LNT
$16.8M
3
CLDT
Chatham Lodging
CLDT
$13.8M
4
EQM
EQM Midstream Partners, LP
EQM
$8.95M
5
APTS
Preferred Apartment Communities, Inc.
APTS
$6.17M

Top Sells

1
WEC icon
WEC Energy
WEC
$21.3M
2
KMI icon
Kinder Morgan
KMI
$10.9M
3
VIV icon
Telefônica Brasil
VIV
$10.2M
4
VZ icon
Verizon
VZ
$10.1M
5
SCG
Scana
SCG
$9.42M

Sector Composition

1 Utilities 33.79%
2 Energy 11.76%
3 Real Estate 11.37%
4 Communication Services 11.23%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C.PRL.CL
76
DELISTED
Citigroup Inc.
C.PRL.CL
$1.78M 0.24%
+70,000
New +$1.78M
CTU.CL
77
DELISTED
Qwest Corporation
CTU.CL
$1.69M 0.22%
67,160
-22,840
-25% -$575K
GRH.PRC
78
DELISTED
GREENHUNTER RESOURCES INC PFD CUM SER C 10%
GRH.PRC
$1.66M 0.22%
65,416
-92,482
-59% -$2.34M
QRE
79
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$1.66M 0.22%
85,002
-280,481
-77% -$5.46M
GST.PRB
80
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.59M 0.21%
56,900
-18,100
-24% -$507K
ELU
81
DELISTED
ENTERGY LOUISIANA, LLC FIRST MORTGAGE BONDS, 4.70% SERIES DUE JUNE 1, 2063
ELU
$1.54M 0.2%
70,483
– –
NM.PRH
82
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$1.44M 0.19%
+59,000
New +$1.44M
EAE
83
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.75% Series due June 1, 2063
EAE
$1.43M 0.19%
65,000
– –
LGCYP
84
DELISTED
Legacy Reserves LP 8% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred
LGCYP
$1.38M 0.18%
+55,000
New +$1.38M
SGZA.CL
85
DELISTED
Selective Insurance Group, Inc.
SGZA.CL
$1.34M 0.18%
55,000
-115,000
-68% -$2.79M
AMZG
86
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$1.31M 0.17%
320,000
+300,000
+1,500% +$1.23M
KMPA
87
DELISTED
Kemper Corporation
KMPA
$1.25M 0.17%
+49,102
New +$1.25M
AFSI.PRC
88
DELISTED
AmTrust Financial Services, Inc.
AFSI.PRC
$1.24M 0.16%
+50,000
New +$1.24M
AFGE.CL
89
DELISTED
American Financial Group, Inc 6 % Subordinated Debentures due 2054 Called for Redemption
AFGE.CL
$1.22M 0.16%
+50,000
New +$1.22M
AMRC icon
90
Ameresco
AMRC
$1.35B
$1.2M 0.16%
175,000
– –
PFX icon
91
PhenixFIN
PFX
$97.2M
$1.18M 0.16%
5,000
-2,500
-33% -$592K
DBRG icon
92
DigitalBridge
DBRG
$2.04B
$1.15M 0.15%
+15,625
New +$1.15M
ELJ
93
DELISTED
ENTERGY LOUISIANA, LLC First Mortgage Bonds, 5.25% Series due July 1, 2052,
ELJ
$1.09M 0.14%
45,000
– –
EZT
94
DELISTED
Entergy Texas, Inc. First Mortgage Bonds, 5.625% Series due June 1, 2064
EZT
$1.06M 0.14%
+43,000
New +$1.06M
STT.PRD
95
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$1.03M 0.14%
+40,000
New +$1.03M
CLA.CL
96
DELISTED
Capitala Finance Corp.
CLA.CL
$1.02M 0.14%
+40,000
New +$1.02M
NRF
97
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.02M 0.13%
31,250
-32,406
-51% -$1.06M
NTRSP
98
DELISTED
Northern Trust Corporation
NTRSP
$1.01M 0.13%
+40,900
New +$1.01M
STNG icon
99
Scorpio Tankers
STNG
$2.61B
$996K 0.13%
+4,000
New +$996K
TE
100
DELISTED
TECO ENERGY INC
TE
$870K 0.12%
+50,000
New +$870K
2 3
4
5 6