CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+4.65%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$772M
AUM Growth
+$772M
Cap. Flow
-$12K
Cap. Flow %
0%
Top 10 Hldgs %
30.88%
Holding
240
New
–
Increased
–
Reduced
–
Closed
1

Top Buys

No buys this quarter

Top Sells

1
CUBI icon
Customers Bancorp
CUBI
$98.1K
2
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
$12K

Sector Composition

1 Utilities 31.44%
2 Communication Services 15.47%
3 Energy 11.82%
4 Real Estate 8.51%
5 Financials 3.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFX icon
76
PhenixFIN
PFX
$96.1M
$2.04M 0.26%
7,500
– –
NRF
77
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.02M 0.26%
63,656
– –
NTG
78
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2M 0.26%
7,500
– –
GST.PRB
79
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.97M 0.25%
75,000
– –
DX.PRA.CL
80
DELISTED
Dynex Capital, Inc. 8.50% Series A Cumulative Redeemable Preferred Stock Called
DX.PRA.CL
$1.83M 0.24%
75,000
– –
FRC.PRC.CL
81
DELISTED
First Republic Bank
FRC.PRC.CL
$1.78M 0.23%
80,500
– –
THGA
82
DELISTED
THE HANOVER INSURANCE GROUP, INC. 6.35% Subordinated Debentures due 2053
THGA
$1.78M 0.23%
77,100
– –
WIN
83
DELISTED
Windstream Holdings Inc
WIN
$1.65M 0.21%
25,533
– –
MITT.PRB
84
AG Mortgage Investment Trust Series B
MITT.PRB
$103M
$1.64M 0.21%
70,650
– –
ELU
85
DELISTED
ENTERGY LOUISIANA, LLC FIRST MORTGAGE BONDS, 4.70% SERIES DUE JUNE 1, 2063
ELU
$1.43M 0.19%
70,483
– –
TCCA.CL
86
DELISTED
Triangle Capital Corporation
TCCA.CL
$1.36M 0.18%
55,000
– –
EAE
87
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.75% Series due June 1, 2063
EAE
$1.34M 0.17%
65,000
– –
AMRC icon
88
Ameresco
AMRC
$1.35B
$1.32M 0.17%
175,000
– –
PFG.PRB
89
DELISTED
PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD
PFG.PRB
$1.24M 0.16%
50,000
– –
HTGZ.CL
90
DELISTED
Hercules Capital, Inc.
HTGZ.CL
$1.16M 0.15%
45,000
– –
GS.PRI.CL
91
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$1.15M 0.15%
50,000
– –
ENH.PRA
92
DELISTED
ENDURANCE SPECIALTY HOLDINGS LTD PFD SER A
ENH.PRA
$1.15M 0.15%
44,000
– –
IPLDP
93
DELISTED
Interstate Power & Light Company Perp Prd Ser D
IPLDP
$1.15M 0.15%
50,000
– –
ELJ
94
DELISTED
ENTERGY LOUISIANA, LLC First Mortgage Bonds, 5.25% Series due July 1, 2052,
ELJ
$1.08M 0.14%
45,000
– –
CUBI icon
95
Customers Bancorp
CUBI
$2.29B
$981K 0.13%
47,000
-4,700
-9% -$98.1K
AF.PRC
96
DELISTED
Astoria Financial Corporation
AF.PRC
$950K 0.12%
40,000
– –
HTS
97
DELISTED
HATTERAS FINANCIAL CORP
HTS
$943K 0.12%
50,000
– –
CALL
98
DELISTED
magicJack VocalTec Ltd
CALL
$914K 0.12%
43,050
– –
KMI.WS
99
DELISTED
Kinder Morgan Inc
KMI.WS
$901K 0.12%
512,000
– –
WSR
100
Whitestone REIT
WSR
$657M
$866K 0.11%
60,000
– –
2 3
4
5 6