CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
+$608M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C icon
51
Citigroup
C
$175B
$997K 0.16%
14,891
+9,421
+172% +$631K
UEP.PRE
52
DELISTED
UNION ELEC $4.56 PFD
UEP.PRE
$985K 0.16%
+10,000
New +$985K
SBNA
53
DELISTED
SCORPIO TANKERS INC. 6.75% SR NOTES
SBNA
$969K 0.16%
40,000
– –
SB.PRD icon
54
Safe Bulkers, Inc. 8.00% Series D
SB.PRD
$83M
$949K 0.16%
50,000
– –
AHP.PRB
55
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$944K 0.16%
47,100
– –
BDX icon
56
Becton Dickinson
BDX
$54.3B
$941K 0.15%
4,990
+3,618
+264% +$682K
NS.PRA
57
DELISTED
NuStar Energy L.P. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
NS.PRA
$916K 0.15%
+35,000
New +$916K
NM.PRH
58
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$910K 0.15%
59,000
– –
HYG icon
59
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$895K 0.15%
10,148
+1,910
+23% +$168K
ICE icon
60
Intercontinental Exchange
ICE
$100B
$887K 0.15%
13,467
+919
+7% +$60.5K
FDC
61
DELISTED
First Data Corporation
FDC
$781K 0.13%
42,373
+15,303
+57% +$282K
ETFC
62
DELISTED
E*Trade Financial Corporation
ETFC
$759K 0.12%
20,136
+6,455
+47% +$243K
PFPT
63
DELISTED
Proofpoint, Inc.
PFPT
$757K 0.12%
+8,782
New +$757K
EEFT icon
64
Euronet Worldwide
EEFT
$3.72B
$749K 0.12%
8,628
+4,632
+116% +$402K
CACI icon
65
CACI
CACI
$10.3B
$743K 0.12%
+5,969
New +$743K
CFR icon
66
Cullen/Frost Bankers
CFR
$8.28B
$724K 0.12%
7,694
+4,497
+141% +$423K
ALE icon
67
Allete
ALE
$3.68B
$722K 0.12%
10,000
– –
QYLD icon
68
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.16B
$704K 0.12%
29,785
-11,671
-28% -$276K
CME icon
69
CME Group
CME
$97.1B
$674K 0.11%
5,390
+385
+8% +$48.1K
JBLU icon
70
JetBlue
JBLU
$1.98B
$636K 0.1%
+27,814
New +$636K
GBLL
71
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$632K 0.1%
25,000
– –
HA
72
DELISTED
Hawaiian Holdings, Inc.
HA
$624K 0.1%
+13,496
New +$624K
CORR
73
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$604K 0.1%
18,000
– –
SJNK icon
74
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$603K 0.1%
21,577
-3,575
-14% -$99.9K
WP
75
DELISTED
Worldpay, Inc.
WP
$601K 0.1%
9,527
+7,878
+478% +$497K
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3
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