CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+5.36%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$646M
AUM Growth
+$646M
Cap. Flow
+$16.2M
Cap. Flow %
2.5%
Top 10 Hldgs %
43.03%
Holding
348
New
63
Increased
89
Reduced
33
Closed
61

Top Buys

1
AEP icon
American Electric Power
AEP
$13.3M
2
PCG icon
PG&E
PCG
$13.3M
3
JE.PRA
Just Energy Group Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferr
JE.PRA
$8.01M
4
EIX icon
Edison International
EIX
$7.95M
5
CDOR
Condor Hospitality Trust, Inc. Common Stock
CDOR
$4.94M

Top Sells

1
CME icon
CME Group
CME
$14.6M
2
IDA icon
Idacorp
IDA
$6.22M
3
INN
Summit Hotel Properties
INN
$5.62M
4
SSWN
Seaspan Corporation
SSWN
$5.37M
5
VZ icon
Verizon
VZ
$4.9M

Sector Composition

1 Utilities 51.27%
2 Communication Services 11.51%
3 Financials 6.46%
4 Real Estate 5.87%
5 Energy 3.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLPR
51
Clipper Realty
CLPR
$67.8M
$1.34M 0.21%
+100,000
New +$1.34M
AHL.PRD
52
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$216M
$1.33M 0.21%
53,000
– –
CIO.PRA
53
City Office REIT, Inc. 6.625% Series A Cumulative Redeemable Preferred Stock
CIO.PRA
$112M
$1.24M 0.19%
50,000
– –
COF.PRH
54
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
$1.22M 0.19%
50,000
– –
ELC
55
Entergy Louisiana, LLC Collateral Trust Mortgage Bonds, 4.875 % Series due September 1, 2066
ELC
$227M
$1.13M 0.17%
50,000
+20,000
+67% +$450K
PPIH icon
56
Perma-Pipe International
PPIH
$255M
$1.11M 0.17%
141,500
– –
SRLN icon
57
SPDR Blackstone Senior Loan ETF
SRLN
$6.96B
$1.08M 0.17%
22,758
+15,425
+210% +$733K
NEE.PRK
58
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$1.05M 0.16%
43,826
+25,000
+133% +$600K
DTY
59
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
$1.04M 0.16%
40,000
– –
QYLD icon
60
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.16B
$965K 0.15%
41,456
-1,355
-3% -$31.5K
SBNA
61
DELISTED
SCORPIO TANKERS INC. 6.75% SR NOTES
SBNA
$952K 0.15%
40,000
– –
SB.PRD icon
62
Safe Bulkers, Inc. 8.00% Series D
SB.PRD
$83M
$950K 0.15%
50,000
– –
AHP.PRB
63
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$924K 0.14%
47,100
+25,000
+113% +$490K
NM.PRH
64
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$914K 0.14%
59,000
– –
ICE icon
65
Intercontinental Exchange
ICE
$100B
$753K 0.12%
12,548
+6,114
+95% +$367K
HYG icon
66
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$723K 0.11%
8,238
+5,978
+265% +$525K
SJNK icon
67
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$704K 0.11%
25,152
+18,062
+255% +$506K
ALE icon
68
Allete
ALE
$3.68B
$675K 0.1%
10,000
– –
PSA.PRE
69
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$668K 0.1%
30,000
– –
ECCZ.CL
70
DELISTED
Eagle Point Credit Company Inc.
ECCZ.CL
$646K 0.1%
25,000
– –
GLOG.PRA
71
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$641K 0.1%
25,000
– –
PMT.PRA
72
PennyMac Mortgage Investment Trust 8.125% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Shares of Beneficial Interest
PMT.PRA
$112M
$633K 0.1%
+25,000
New +$633K
MAA icon
73
Mid-America Apartment Communities
MAA
$16.8B
$629K 0.1%
+6,180
New +$629K
GBLL
74
DELISTED
Global Indemnity Group, LLC 7.875% Subordinated Notes due 2047
GBLL
$625K 0.1%
+25,000
New +$625K
CORR
75
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$602K 0.09%
18,000
– –
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