CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$28.8M
Cap. Flow %
-4.68%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AHL.PRD
51
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$213M
$1.33M 0.22%
53,000
– –
NEAR icon
52
iShares Short Maturity Bond ETF
NEAR
$3.51B
$1.33M 0.22%
+26,400
New +$1.33M
COF.PRH
53
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
$1.25M 0.2%
+50,000
New +$1.25M
PPIH icon
54
Perma-Pipe International
PPIH
$242M
$1.15M 0.19%
141,500
+24,000
+20% +$194K
CIO.PRA
55
City Office REIT, Inc. 6.625% Series A Cumulative Redeemable Preferred Stock
CIO.PRA
$112M
$1.14M 0.19%
50,000
– –
GST.PRB
56
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.1M 0.18%
56,900
– –
NRF
57
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.04M 0.17%
68,750
– –
DTY
58
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
$1.03M 0.17%
+40,000
New +$1.03M
DTJ
59
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$996K 0.16%
44,173
-162,430
-79% -$3.66M
QYLD icon
60
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.2B
$957K 0.16%
42,811
-11,436
-21% -$256K
CTZ
61
DELISTED
Qwest Corporation
CTZ
$940K 0.15%
40,000
– –
DBRG icon
62
DigitalBridge
DBRG
$2.04B
$932K 0.15%
15,625
– –
SBNA
63
DELISTED
SCORPIO TANKERS INC. 6.75% SR NOTES
SBNA
$898K 0.15%
40,000
– –
GMRE
64
Global Medical REIT
GMRE
$506M
$881K 0.14%
98,800
-811,200
-89% -$7.23M
EQIX icon
65
Equinix
EQIX
$74.5B
$867K 0.14%
2,427
– –
EXC icon
66
Exelon
EXC
$43.6B
$702K 0.11%
27,750
-9,190
-25% -$232K
SB.PRD icon
67
Safe Bulkers, Inc. 8.00% Series D
SB.PRD
$83.2M
$676K 0.11%
50,000
– –
ALE icon
68
Allete
ALE
$3.68B
$642K 0.1%
10,000
– –
ECCZ.CL
69
DELISTED
Eagle Point Credit Company Inc.
ECCZ.CL
$642K 0.1%
25,000
– –
ELC
70
Entergy Louisiana, LLC Collateral Trust Mortgage Bonds, 4.875 % Series due September 1, 2066
ELC
$228M
$634K 0.1%
30,000
– –
PSA.PRE
71
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$633K 0.1%
+30,000
New +$633K
GLOG.PRA
72
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$628K 0.1%
25,000
– –
CORR
73
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$628K 0.1%
18,000
– –
CIM.PRA
74
Chimera Investment Corporation 8.00% Series A Cumulative Redeemable Preferred Stock
CIM.PRA
$129M
$626K 0.1%
+25,000
New +$626K
LMRKP
75
DELISTED
Landmark Infrastructure Partners LP 8.00% Series A Cumulative Redeemable Perpetual Preferred Units
LMRKP
$621K 0.1%
25,000
– –
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3
4 5