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CPP

Crow Point Partners Portfolio holdings

AUM $64M
1-Year Est. Return 33.5%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+33.5%
3 Year Est. Return
+56.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$27M
Cap. Flow %
-4.39%
Top 10 Hldgs %
41.12%
Holding
366
New
56
Increased
11
Reduced
121
Closed
82

Top Buys

Rank Stock Value
1
CME icon
CME Group
CME
+$14.2M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
+$10.5M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
+$5.16M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
+$2.54M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
+$2.4M

Top Sells

Rank Stock Value
1
SYNT
Syntel Inc
SYNT
+$23.4M
2
LUMN icon
Lumen
LUMN
+$12M
3
XRN
Chiron Real Estate Inc
XRN
+$7.03M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
+$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$3.88M

Sector Composition

Rank Sector Weight
1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHL.PRD
51
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$187M
$1.33M 0.22%
53,000
– –
NEAR icon
52
iShares Short Maturity Bond ETF
NEAR
$4.79B
$1.32M 0.22%
+26,400
New +$1.32M
COF.PRH
53
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
$1.25M 0.2%
+50,000
New +$1.22M
PPIH
54
Perma-Pipe International
PPIH
$205M
$1.15M 0.19%
141,500
+24,000
+20% +$193K
CIO.PRA
55
DELISTED
City Office REIT 6.625% Series A Preferred Stock
CIO.PRA
$1.14M 0.19%
+50,000
New +$1.18M
GST.PRB
56
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.1M 0.18%
56,900
– –
NRF
57
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.04M 0.17%
68,750
– –
DTY
58
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
$1.03M 0.17%
+40,000
New +$993K
DTJ
59
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$996K 0.16%
44,173
-162,430
-79% -$3.88M
QYLD icon
60
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$957K 0.16%
42,811
-11,436
-21% -$255K
CTZ
61
DELISTED
Qwest Corporation
CTZ
$940K 0.15%
40,000
– –
DBRG icon
62
DigitalBridge
DBRG
$2.92B
$932K 0.15%
15,625
– –
SBNA
63
DELISTED
SCORPIO TANKERS INC. 6.75% SR NOTES
SBNA
$898K 0.15%
40,000
– –
XRN
64
Chiron Real Estate Inc
XRN
$542M
$881K 0.14%
19,760
-162,240
-89% -$7.03M
EQIX icon
65
Equinix
EQIX
$102B
$867K 0.14%
2,427
– –
EXC icon
66
Exelon
EXC
$48.3B
$702K 0.11%
27,750
-9,190
-25% -$218K
SB.PRD icon
67
Safe Bulkers Inc 8.00% Series D
SB.PRD
$82.3M
$676K 0.11%
50,000
– –
ALE
68
DELISTED
Allete
ALE
$642K 0.1%
10,000
– –
ECCZ.CL
69
DELISTED
Eagle Point Credit Company Inc.
ECCZ.CL
$642K 0.1%
25,000
– –
ELC
70
Entergy Louisiana Collateral Trust Mortgage Bonds 4.875 % Series due Sept 1 2066
ELC
$214M
$634K 0.1%
30,000
– –
PSA.PRE
71
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
$633K 0.1%
+30,000
New +$663K
GLOG.PRA
72
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
$628K 0.1%
25,000
– –
CORR
73
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$628K 0.1%
18,000
– –
CIM.PRA
74
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$126M
$626K 0.1%
+25,000
New +$613K
LMRKP
75
DELISTED
Landmark Infrastructure Partners LP 8.00% Series A Cumulative Redeemable Perpetual Preferred Units
LMRKP
$621K 0.1%
25,000
– –
1 2
3
4 5

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Crow Point Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Crow Point Partners held 366 positions worth $614M, down 3.8% from $639M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Crow Point Partners withdrew a net $27M in Q4 2016, closing 82 positions and reducing 121 holdings. Its most notable exit was Syntel Inc, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 48% of assets, up from 46% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Crow Point Partners opened a new position in CME Group worth $14.7M.

  • Crow Point Partners's largest Q4 2016 buy was CME Group: 127,694 shares worth $14.7M.
  • Crow Point Partners added most to The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075 in Q4 2016, an estimated $10.5M increase.
  • Crow Point Partners's biggest Q4 2016 reduction was Lumen, cutting an estimated $12M.
  • Crow Point Partners fully exited Syntel Inc in Q4 2016, selling an estimated $23.4M.
  • Crow Point Partners's ten largest holdings make up 41% of its $614M portfolio in Q4 2016.
  • Crow Point Partners opened 56 new positions and closed 82 in Q4 2016.
  • Crow Point Partners's portfolio value fell 3.8% quarter-over-quarter to $614M.

Based on Crow Point Partners's 13F filing for Q4 2016, filed 15 Feb 2017.