CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
-3.45%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$679M
AUM Growth
+$679M
Cap. Flow
-$47.4M
Cap. Flow %
-6.98%
Top 10 Hldgs %
33.64%
Holding
329
New
46
Increased
104
Reduced
41
Closed
31

Top Buys

1
MRH
MONTPELIER RE HOLDINGS LTD
MRH
$11.9M
2
WHLR
Wheeler Real Estate Investment Trust
WHLR
$10.2M
3
CVG
Convergys
CVG
$5.37M
4
VZ icon
Verizon
VZ
$4.66M
5
NNBR icon
NN Inc
NNBR
$4.47M

Top Sells

1
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$21.1M
2
ITC
ITC HOLDINGS CORP
ITC
$17.2M
3
TKC icon
Turkcell
TKC
$15.6M
4
EXL
EXCEL TRUST , INC COM STK
EXL
$9.81M
5
CPN
Calpine Corporation
CPN
$5.72M

Sector Composition

1 Utilities 33.01%
2 Real Estate 14.81%
3 Communication Services 10.45%
4 Energy 9.2%
5 Financials 5.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AIW
51
DELISTED
Arlington Asset Investment Corp. 6.625% Notes due 2023,
AIW
$2.74M 0.4% 110,000 – –
PCG icon
52
PG&E
PCG
$33.6B
$2.7M 0.4% 55,000 – –
NEE.PRI
53
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC. Series I Junior Subordinated Debentures due November 15, 2072
NEE.PRI
$2.58M 0.38% 114,000 -53,000 -32% -$1.2M
SCG
54
DELISTED
Scana
SCG
$2.53M 0.37% 50,000 – –
SE
55
DELISTED
Spectra Energy Corp Wi
SE
$2.45M 0.36% 75,000 – –
VLYPP
56
Valley National Bancorp 6.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A
VLYPP
$116M
$2.24M 0.33% +90,000 New +$2.24M
NRF
57
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.24M 0.33% 137,500 – –
DUK icon
58
Duke Energy
DUK
$95.3B
$2.16M 0.32% 30,514 – –
VIA
59
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$1.99M 0.29% 126,000 – –
SOHOM
60
DELISTED
Sotherly Hotels LP - 7.00% Senior Notes
SOHOM
$1.95M 0.29% 75,000 – –
LGCYO
61
DELISTED
Legacy Reserves LP 8% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred
LGCYO
$1.94M 0.29% 100,000 – –
SSW.PRE
62
DELISTED
SEASPAN CORPORATION 8.25% Series E Cumulative Redeemable Perpetual Preferred Shares, par value $0.01
SSW.PRE
$1.89M 0.28% 75,000 – –
NEE.PRJ
63
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$1.59M 0.23% 70,000 -13,000 -16% -$295K
SSWN
64
DELISTED
Seaspan Corporation
SSWN
$1.59M 0.23% 63,600 -41,400 -39% -$1.03M
EAE
65
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.75% Series due June 1, 2063
EAE
$1.53M 0.22% 65,000 -11,600 -15% -$272K
PPX
66
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$1.52M 0.22% 61,170 -30 -0% -$743
NM.PRH
67
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$1.43M 0.21% 59,000 – –
GST.PRB
68
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.42M 0.21% 56,900 – –
KMI.WS
69
DELISTED
Kinder Morgan Inc
KMI.WS
$1.38M 0.2% 512,000 – –
AMRC icon
70
Ameresco
AMRC
$1.34B
$1.34M 0.2% 175,000 – –
JPM.PRG
71
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
$1.24M 0.18% +50,000 New +$1.24M
GRH.PRC
72
DELISTED
GREENHUNTER RESOURCES INC PFD CUM SER C 10%
GRH.PRC
$1.2M 0.18% 61,786 – –
DBRG icon
73
DigitalBridge
DBRG
$2.08B
$1.16M 0.17% 62,500 – –
AINC
74
DELISTED
Ashford Inc.
AINC
$1.14M 0.17% 13,000 -1,718 -12% -$150K
MHR.PRE
75
DELISTED
MAGNUM HUNTER RES CORP DEP SH REP 1/1000 PFD CNV SR E 8.0%
MHR.PRE
$1.13M 0.17% 75,000 – –
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