CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
-4.44%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$755M
AUM Growth
+$755M
Cap. Flow
-$21.7M
Cap. Flow %
-2.87%
Top 10 Hldgs %
31.62%
Holding
326
New
82
Increased
51
Reduced
49
Closed
59

Top Buys

1
TXNM
TXNM Energy, Inc.
TXNM
$19.1M
2
LNT icon
Alliant Energy
LNT
$16.8M
3
CLDT
Chatham Lodging
CLDT
$13.8M
4
EQM
EQM Midstream Partners, LP
EQM
$8.95M
5
APTS
Preferred Apartment Communities, Inc.
APTS
$6.17M

Top Sells

1
WEC icon
WEC Energy
WEC
$21.3M
2
KMI icon
Kinder Morgan
KMI
$10.9M
3
VIV icon
Telefônica Brasil
VIV
$10.2M
4
VZ icon
Verizon
VZ
$10.1M
5
SCG
Scana
SCG
$9.42M

Sector Composition

1 Utilities 33.79%
2 Energy 11.76%
3 Real Estate 11.37%
4 Communication Services 11.23%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MSCA.CL
51
DELISTED
Main Street Capital Corporation
MSCA.CL
$3.74M 0.49%
+150,000
New +$3.74M
VNRBP
52
DELISTED
Vanguard Natural Resources LLC 7.625% Series B Cumulative Redeemable Perpetual Preferred Unit
VNRBP
$3.73M 0.49%
150,000
– –
VNRCP
53
DELISTED
Vanguard Natural Resources LLC 7.75% Series C Cumulative Redeemable Perpetual Preferred Units
VNRCP
$3.35M 0.44%
+134,500
New +$3.35M
APL.PRE
54
DELISTED
ATLAS PIPELINE PARTNERS, L.P. CUMV REDEEMABLE PERP PFD CL E
APL.PRE
$3.21M 0.43%
125,000
+30,000
+32% +$771K
DUKH
55
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$3.12M 0.41%
130,000
– –
HTGX.CL
56
DELISTED
Hercules Capital, Inc.
HTGX.CL
$3.09M 0.41%
+125,000
New +$3.09M
HUSI.PRF
57
DELISTED
HSBC USA INC PFD SERIES F FLOATING RATE
HUSI.PRF
$3.03M 0.4%
+138,998
New +$3.03M
SCG
58
DELISTED
Scana
SCG
$2.98M 0.39%
60,060
-189,940
-76% -$9.42M
SE
59
DELISTED
Spectra Energy Corp Wi
SE
$2.95M 0.39%
75,000
– –
SSWN
60
DELISTED
Seaspan Corporation
SSWN
$2.8M 0.37%
105,000
+65,000
+163% +$1.73M
CUBS
61
DELISTED
Customers Bancorp, Inc.
CUBS
$2.8M 0.37%
107,450
-42,550
-28% -$1.11M
AIW
62
DELISTED
Arlington Asset Investment Corp. 6.625% Notes due 2023,
AIW
$2.68M 0.36%
110,000
– –
TKC icon
63
Turkcell
TKC
$4.85B
$2.63M 0.35%
200,000
– –
MILL.PRD
64
DELISTED
MILLER ENG RES INC RED PFD FIXED/FLTG SER D 10.5% (TN)
MILL.PRD
$2.49M 0.33%
100,000
– –
PCG icon
65
PG&E
PCG
$33.7B
$2.48M 0.33%
55,000
– –
EAB
66
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.90% Series due December 1, 2052
EAB
$2.29M 0.3%
100,000
– –
DUK icon
67
Duke Energy
DUK
$94.5B
$2.28M 0.3%
30,514
– –
VIA
68
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2.2M 0.29%
+126,000
New +$2.2M
CVG
69
DELISTED
Convergys
CVG
$2.16M 0.29%
120,968
-29,032
-19% -$517K
VZA.CL
70
DELISTED
Verizon Communications Inc.
VZA.CL
$2.08M 0.28%
80,000
-35,000
-30% -$910K
MHR.PRE
71
DELISTED
MAGNUM HUNTER RES CORP DEP SH REP 1/1000 PFD CNV SR E 8.0%
MHR.PRE
$2M 0.26%
75,000
– –
SSW.PRE
72
DELISTED
SEASPAN CORPORATION 8.25% Series E Cumulative Redeemable Perpetual Preferred Shares, par value $0.01
SSW.PRE
$1.98M 0.26%
75,000
-5,000
-6% -$132K
LGCYO
73
DELISTED
Legacy Reserves LP 8% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred
LGCYO
$1.97M 0.26%
+80,000
New +$1.97M
KMI.WS
74
DELISTED
Kinder Morgan Inc
KMI.WS
$1.87M 0.25%
512,000
– –
IVR.PRB
75
DELISTED
INVESCO MORTGAGE CAPITAL INC. 7.75% Fixed-To-Floating Series B Cumulative Redeemable Preferred Stock
IVR.PRB
$1.86M 0.25%
+75,000
New +$1.86M
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