CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
+$608M
Cap. Flow
-$41.9M
Cap. Flow %
-6.9%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
33
Reduced
77
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EAI
26
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$346M
$5.83M 0.96%
+242,000
New +$5.83M
T icon
27
AT&T
T
$208B
$5.64M 0.93%
150,000
-2,202
-1% -$82.8K
SAB.CL
28
DELISTED
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.18M 0.85%
200,000
– –
CDOR
29
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$5.01M 0.82%
475,000
– –
FTR
30
DELISTED
Frontier Communications Corp.
FTR
$4.85M 0.8%
+4,095,419
New +$4.85M
APTS
31
DELISTED
Preferred Apartment Communities, Inc.
APTS
$4.79M 0.79%
300,000
-4,075
-1% -$65K
WHLRD
32
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$64.2M
$4.64M 0.76%
200,000
– –
EQT icon
33
EQT Corp
EQT
$32.2B
$4.43M 0.73%
75,000
+16,400
+28% +$968K
SBBC
34
DELISTED
Scorpio Tankers Inc.
SBBC
$4.03M 0.66%
160,000
– –
KRP icon
35
Kimbell Royalty Partners
KRP
$1.28B
$3.54M 0.58%
213,000
– –
DOC
36
DELISTED
PHYSICIANS REALTY TRUST
DOC
$3.46M 0.57%
175,000
-50,000
-22% -$989K
SCG
37
DELISTED
Scana
SCG
$3.38M 0.56%
50,000
– –
DSXN.CL
38
DELISTED
Diana Shipping Inc.
DSXN.CL
$3.2M 0.53%
127,830
-22,170
-15% -$556K
MDLX
39
DELISTED
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.9M 0.48%
120,000
– –
SLTB.CL
40
DELISTED
Scorpio Bulkers Inc.
SLTB.CL
$2.56M 0.42%
105,000
– –
AIW
41
DELISTED
Arlington Asset Investment Corp. 6.625% Notes due 2023,
AIW
$2.44M 0.4%
100,040
– –
EXC icon
42
Exelon
EXC
$43.8B
$2.37M 0.39%
66,000
+50,000
+313% +$1.79M
INN
43
Summit Hotel Properties
INN
$594M
$2.33M 0.38%
+125,000
New +$2.33M
IDA icon
44
Idacorp
IDA
$6.74B
$2.14M 0.35%
25,000
– –
SCE.PRL
45
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$321M
$1.87M 0.31%
+75,000
New +$1.87M
CORR.PRA
46
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$1.68M 0.28%
+67,602
New +$1.68M
PPIH icon
47
Perma-Pipe International
PPIH
$255M
$1.32M 0.22%
166,500
+25,000
+18% +$199K
CLPR
48
Clipper Realty
CLPR
$67.8M
$1.25M 0.21%
100,000
– –
GST.PRB
49
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
$1.1M 0.18%
56,900
– –
SRLN icon
50
SPDR Blackstone Senior Loan ETF
SRLN
$6.96B
$1M 0.17%
21,198
-1,560
-7% -$73.9K
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