CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
+$614M
Cap. Flow
-$19.7M
Cap. Flow %
-3.2%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
T icon
26
AT&T
T
$208B
$6.51M 1.06%
152,972
-5,667
-4% -$241K
APTS
27
DELISTED
Preferred Apartment Communities, Inc.
APTS
$5.96M 0.97%
400,000
-50,000
-11% -$746K
NWE icon
28
NorthWestern Energy
NWE
$3.51B
$5.82M 0.95%
102,411
– –
DYNC
29
DELISTED
Vistra Energy Corp.
DYNC
$5.68M 0.93%
66,500
– –
SBNB
30
DELISTED
Scorpio Tankers Inc.
SBNB
$5.66M 0.92%
223,707
– –
INN
31
Summit Hotel Properties
INN
$594M
$5.62M 0.92%
350,833
-47,000
-12% -$753K
SSWN
32
DELISTED
Seaspan Corporation
SSWN
$5.37M 0.87%
213,600
– –
SAB.CL
33
DELISTED
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M 0.84%
+200,000
New +$5.17M
DRUA
34
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$4.87M 0.79%
219,195
+87,395
+66% +$1.94M
WHLRD
35
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$64.2M
$4.7M 0.77%
200,000
+40,000
+25% +$940K
EQT icon
36
EQT Corp
EQT
$32.2B
$3.83M 0.62%
58,600
– –
DOC
37
DELISTED
PHYSICIANS REALTY TRUST
DOC
$3.79M 0.62%
200,000
-145,000
-42% -$2.75M
SCG
38
DELISTED
Scana
SCG
$3.66M 0.6%
50,000
– –
DSXN.CL
39
DELISTED
Diana Shipping Inc.
DSXN.CL
$3.09M 0.5%
150,000
– –
SE
40
DELISTED
Spectra Energy Corp Wi
SE
$3.08M 0.5%
75,000
-2,321
-3% -$95.4K
MDLX
41
DELISTED
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.89M 0.47%
120,000
+100,000
+500% +$2.41M
RILYL
42
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M 0.42%
+100,000
New +$2.56M
UZC
43
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
$2.43M 0.4%
95,000
– –
DUK icon
44
Duke Energy
DUK
$94.5B
$2.37M 0.39%
30,514
– –
SLTB.CL
45
DELISTED
Scorpio Bulkers Inc.
SLTB.CL
$2.35M 0.38%
105,000
– –
AIW
46
DELISTED
Arlington Asset Investment Corp. 6.625% Notes due 2023,
AIW
$2.33M 0.38%
100,040
– –
AHT.PRF
47
Ashford Hospitality Trust Series F
AHT.PRF
$15.2M
$1.78M 0.29%
74,736
-5,264
-7% -$126K
CTBB icon
48
Qwest Corporation 6.5% Notes due 2056
CTBB
$794M
$1.6M 0.26%
70,000
– –
SSW.PRE
49
DELISTED
SEASPAN CORPORATION 8.25% Series E Cumulative Redeemable Perpetual Preferred Shares, par value $0.01
SSW.PRE
$1.4M 0.23%
68,255
– –
BRG.PRD
50
DELISTED
Bluerock Residential Growth REIT Inc. 7.125% Series D, Cumulative Preferred Stock ($0.01 par value per share)
BRG.PRD
$1.4M 0.23%
+60,000
New +$1.4M
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