We are live on ! Find out more
CPP

Crow Point Partners Portfolio holdings

AUM $64M
1-Year Est. Return 33.5%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+33.5%
3 Year Est. Return
+56.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$27M
Cap. Flow %
-4.39%
Top 10 Hldgs %
41.12%
Holding
366
New
56
Increased
11
Reduced
121
Closed
82

Top Buys

Rank Stock Value
1
CME icon
CME Group
CME
+$14.2M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
+$10.5M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
+$5.16M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
+$2.54M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
+$2.4M

Top Sells

Rank Stock Value
1
SYNT
Syntel Inc
SYNT
+$23.4M
2
LUMN icon
Lumen
LUMN
+$12M
3
XRN
Chiron Real Estate Inc
XRN
+$7.03M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
+$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$3.88M

Sector Composition

Rank Sector Weight
1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF.PRG
276
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-5,000
Closed -$127K
SOJB
277
DELISTED
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
– –
-164,000
Closed -$4.15M
WFC.PRX
278
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-6,000
Closed -$154K
CTAA
279
DELISTED
Qwest Corporation 7% Notes due 2056
CTAA
– –
-3,670
Closed -$100K
NGHCN
280
DELISTED
National General Holdings Corp
NGHCN
– –
-10,000
Closed -$260K
LMHB
281
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
– –
-4,000
Closed -$100K
MS.PRG.CL
282
DELISTED
MORGAN STANLEY 6.625% Called for Redemption
MS.PRG.CL
– –
-5,311
Closed -$148K
BBT.PRH
283
DELISTED
BB&T Corporation
BBT.PRH
– –
-11,021
Closed -$292K
JPM.PRE.CL
284
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
– –
-5,973
Closed -$166K
TMK.PRC
285
DELISTED
Torchmark Corporation
TMK.PRC
– –
-8,338
Closed -$228K
SYNT
286
DELISTED
Syntel Inc
SYNT
– –
-557,482
Closed -$23.4M
SPIL
287
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-976
Closed -$7K
MENT
288
DELISTED
Mentor Graphics Corp
MENT
– –
-8,520
Closed -$210K
ENH
289
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-2,649
Closed -$174K
NCT.PRB
290
DELISTED
Newcastle Investment Corp
NCT.PRB
– –
-6,375
Closed -$166K
IEH
291
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-25,050
Closed -$685K
SI
292
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-128
Closed -$15K
NSANY
293
DELISTED
NISSAN MOTOR CO LTD SPONS ADR
NSANY
– –
-737
Closed -$14K
NPSN
294
DELISTED
NASPERS LTD
NPSN
– –
-1,611
Closed -$28K
DFT.PRC
295
DELISTED
DuPont Fabros Technology, Inc.
DFT.PRC
– –
-3,118
Closed -$87K
CEO
296
DELISTED
CNOOC Limited
CEO
– –
-57
Closed -$7K
NLY.PRD
297
DELISTED
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
– –
-2,746
Closed -$69K
EAB
298
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.90% Series due December 1, 2052
EAB
– –
-1,074
Closed -$28K
AHL.PRB.CL
299
DELISTED
ASPEN Insurance Holding Limited
AHL.PRB.CL
– –
-6,080
Closed -$157K
WNR
300
DELISTED
Western Refining Inc
WNR
– –
-10,059
Closed -$255K
9 10 11
12
13

Similar funds

GIA
Gargoyle Investment Advisor Englewood, New Jersey $64.6M AUM 30.62% 1-Year Est. Return
BC
Bodenholm Capital Stockholm, Sweden $61.9M AUM 34.32% 1-Year Est. Return
JCM
Jayhawk Capital Management Shawnee, Kansas $59.9M AUM 22.48% 1-Year Est. Return
RHIC
Richmond Hill Investment Company New York $52.6M AUM 5.83% 1-Year Est. Return
CC
Cambrian Capital San Francisco, California $51M AUM 0.04% 1-Year Est. Return
LCAM
Lee Capital Asset Management New York $47.7M AUM 20.09% 1-Year Est. Return
EECFVCI
EnCap Energy Capital Fund VIII Co-Investors Houston, Texas $46.4M AUM 26.24% 1-Year Est. Return
CA
CXI Advisors Auburn, Indiana $44.6M AUM

Crow Point Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Crow Point Partners held 366 positions worth $614M, down 3.8% from $639M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Crow Point Partners withdrew a net $27M in Q4 2016, closing 82 positions and reducing 121 holdings. Its most notable exit was Syntel Inc, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 48% of assets, up from 46% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Crow Point Partners opened a new position in CME Group worth $14.7M.

  • Crow Point Partners's largest Q4 2016 buy was CME Group: 127,694 shares worth $14.7M.
  • Crow Point Partners added most to The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075 in Q4 2016, an estimated $10.5M increase.
  • Crow Point Partners's biggest Q4 2016 reduction was Lumen, cutting an estimated $12M.
  • Crow Point Partners fully exited Syntel Inc in Q4 2016, selling an estimated $23.4M.
  • Crow Point Partners's ten largest holdings make up 41% of its $614M portfolio in Q4 2016.
  • Crow Point Partners opened 56 new positions and closed 82 in Q4 2016.
  • Crow Point Partners's portfolio value fell 3.8% quarter-over-quarter to $614M.

Based on Crow Point Partners's 13F filing for Q4 2016, filed 15 Feb 2017.