CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Est. Return 32.62%
This Quarter Est. Return
1 Year Est. Return
+32.62%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
382
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$10.4M
3
+$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
+$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
+$2.41M

Top Sells

1
+$23.4M
2
+$11.7M
3
+$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
+$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
– –
-2,527
277
– –
-310
278
– –
-875
279
– –
-3,372
280
– –
-1,910
281
– –
-2,406
282
– –
-415
283
– –
-49
284
– –
-5,081
285
– –
-1,956
286
– –
-261
287
– –
-341
288
– –
-1,098
289
– –
-5,338
290
– –
-2,720
291
– –
-14,834
292
– –
-26
293
– –
-999
294
– –
-2,634
295
– –
-2,745
296
– –
-1,163
297
– –
-9,767
298
– –
-9,757
299
– –
-162
300
– –
-5,000
9 10 11
12
13