CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Est. Return 33.5%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+33.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$544M
AUM Growth
-$91.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
360
New
Increased
Reduced
Closed

Top Buys

1
+$4.84M
2
+$3.08M
3
+$2.48M
4
ETR icon
Entergy
ETR
+$2.32M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.06M

Top Sells

1
+$9.13M
2
+$8.96M
3
+$7.93M
4
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$5.12M
5
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
+$4.92M

Sector Composition

1 Utilities 60.53%
2 Communication Services 11.74%
3 Financials 10.45%
4 Real Estate 3.78%
5 Energy 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$9K ﹤0.01%
238
-962
252
$9K ﹤0.01%
+500
253
$8K ﹤0.01%
4
-31
254
$7K ﹤0.01%
344
-1,554
255
$5K ﹤0.01%
39
-360
256
$4K ﹤0.01%
12
-52
257
$2K ﹤0.01%
+124
258
– –
-113,178
259
– –
-14,599
260
– –
-17,642
261
– –
-4,000
262
– –
-315,000
263
– –
-400
264
– –
-40,000
265
– –
-200,000
266
– –
-2,247
267
– –
-1,320
268
– –
-187,011
269
– –
-5,000
270
– –
-1,900
271
– –
-340
272
– –
-13,856
273
$0 ﹤0.01%
1
274
– –
-1,624
275
– –
-150,000
9 10
11
12 13