CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDXJ icon
251
VanEck Junior Gold Miners ETF
GDXJ
$7B
– –
-2,100
Closed -$76K
IBM icon
252
IBM
IBM
$232B
– –
-1,100
Closed -$183K
BRSL
253
Brightstar Lottery PLC
BRSL
$3.18B
– –
-2,504
Closed -$59K
INTC icon
254
Intel
INTC
$107B
– –
-2,720
Closed -$97K
KB icon
255
KB Financial Group
KB
$28.5B
– –
-2,382
Closed -$106K
LDOS icon
256
Leidos
LDOS
$23B
– –
-1,925
Closed -$99K
LRN icon
257
Stride
LRN
$7.01B
– –
-2,413
Closed -$45K
LUMN icon
258
Lumen
LUMN
$4.87B
– –
-219
Closed -$5K
MAN icon
259
ManpowerGroup
MAN
$1.91B
– –
-1,237
Closed -$127K
MASI icon
260
Masimo
MASI
$8B
– –
-559
Closed -$52K
MCY icon
261
Mercury Insurance
MCY
$4.29B
– –
-536
Closed -$33K
MFIC icon
262
MidCap Financial Investment
MFIC
$1.22B
– –
-6,986
Closed -$136K
MO icon
263
Altria Group
MO
$112B
– –
-577
Closed -$42K
MRK icon
264
Merck
MRK
$212B
– –
-1,746
Closed -$106K
NLY icon
265
Annaly Capital Management
NLY
$14.2B
– –
-804
Closed -$36K
AXE
266
DELISTED
Anixter International Inc
AXE
– –
-1,112
Closed -$87K
RILYL
267
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
– –
-100,000
Closed -$2.59M
DYNC
268
DELISTED
Vistra Energy Corp.
DYNC
– –
-66,500
Closed -$5.68M
FBR
269
DELISTED
Fibria Celulose Sa
FBR
– –
-2,633
Closed -$23K
TNTR
270
DELISTED
Tintri, Inc. Common Stock
TNTR
– –
0
– –
ECCZ.CL
271
DELISTED
Eagle Point Credit Company Inc.
ECCZ.CL
– –
-25,000
Closed -$646K
SBNB
272
DELISTED
Scorpio Tankers Inc.
SBNB
– –
-223,707
Closed -$5.63M
SIVB
273
DELISTED
SVB Financial Group
SIVB
– –
-300
Closed -$56K
BCR
274
DELISTED
CR Bard Inc.
BCR
– –
-296
Closed -$74K
CLNS.PRF.CL
275
DELISTED
Colony NorthStar, Inc.
CLNS.PRF.CL
– –
-95,000
Closed -$2.39M
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