CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$28.8M
Cap. Flow %
-4.68%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GWW icon
251
W.W. Grainger
GWW
$47.9B
– –
-173
Closed -$38K
LPL icon
252
LG Display
LPL
$4.43B
– –
-10,196
Closed -$131K
LUV icon
253
Southwest Airlines
LUV
$16.5B
– –
-2,527
Closed -$96K
MATV icon
254
Mativ Holdings
MATV
$656M
– –
-310
Closed -$12K
MHNC
255
MAIDEN HOLDINGS NORTH AMERICA, LTD
MHNC
$108M
– –
-875
Closed -$24K
MITT.PRB
256
AG Mortgage Investment Trust Series B
MITT.PRB
$102M
– –
-3,372
Closed -$84K
NUE icon
257
Nucor
NUE
$33.6B
– –
-1,910
Closed -$93K
R icon
258
Ryder
R
$7.63B
– –
-2,406
Closed -$155K
RIO icon
259
Rio Tinto
RIO
$103B
– –
-415
Closed -$14K
RMR icon
260
The RMR Group
RMR
$284M
– –
-49
Closed -$2K
SANM icon
261
Sanmina
SANM
$6.37B
– –
-5,081
Closed -$141K
SCL icon
262
Stepan Co
SCL
$1.12B
– –
-1,956
Closed -$142K
SNY icon
263
Sanofi
SNY
$112B
– –
-261
Closed -$10K
STX icon
264
Seagate
STX
$39.4B
– –
-341
Closed -$13K
TKC icon
265
Turkcell
TKC
$4.8B
– –
-1,098
Closed -$9K
TLK icon
266
Telkom Indonesia
TLK
$19.1B
– –
-5,338
Closed -$175K
TSN icon
267
Tyson Foods
TSN
$19.9B
– –
-2,720
Closed -$204K
TTMI icon
268
TTM Technologies
TTMI
$4.86B
– –
-14,834
Closed -$169K
VIXY icon
269
ProShares VIX Short-Term Futures ETF
VIXY
$85.8M
– –
-26
Closed -$242K
AGR
270
DELISTED
Avangrid, Inc.
AGR
– –
-999
Closed -$42K
SYNH
271
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-2,634
Closed -$116K
TANNZ
272
DELISTED
TravelCenters of America LLC
TANNZ
– –
-2,745
Closed -$69K
TTM
273
DELISTED
Tata Motors Limited
TTM
– –
-1,163
Closed -$46K
ENIA
274
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-9,767
Closed -$81K
NUAN
275
DELISTED
Nuance Communications, Inc.
NUAN
– –
-9,757
Closed -$121K
9 10
11
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