CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VNQI icon
226
Vanguard Global ex-US Real Estate ETF
VNQI
$3.55B
– –
-2,127
Closed -$113K
VSS icon
227
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.76B
– –
-1,211
Closed -$124K
VWO icon
228
Vanguard FTSE Emerging Markets ETF
VWO
$97.2B
– –
-6,558
Closed -$262K
WU icon
229
Western Union
WU
$2.86B
– –
-3,040
Closed -$62K
XOM icon
230
Exxon Mobil
XOM
$466B
– –
-2,270
Closed -$190K
XRX icon
231
Xerox
XRX
$493M
– –
-3,047
Closed -$90K
BIG
232
DELISTED
Big Lots, Inc.
BIG
– –
-882
Closed -$43K
GLOG.PRA
233
DELISTED
GasLog Ltd. 8.75% Series A Cumulative Redeemable Perpetual Preference Shares
GLOG.PRA
– –
-25,000
Closed -$641K
PSA.PRE
234
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 4.90% Cumulative Preferred Share of B
PSA.PRE
– –
-30,000
Closed -$668K
LMRKO
235
DELISTED
Landmark Infrastructure Partners LP Perpetual Preferred Units Series B 7.90%
LMRKO
– –
-10,000
Closed -$250K
NEE.PRK
236
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-43,826
Closed -$1.05M
DTY
237
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
– –
-40,000
Closed -$1.04M
COF.PRH
238
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
– –
-50,000
Closed -$1.22M
PSB.PRW
239
DELISTED
PS Business Parks, Inc Depositary Shares Each Representing 1/1000 of a Share of 5.20% Cumulative
PSB.PRW
– –
-10,000
Closed -$229K
SOJB
240
DELISTED
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
– –
-25,000
Closed -$592K
UZC
241
DELISTED
United States Cellular Corporation 7.25% Senior Notes due 2064
UZC
– –
-95,000
Closed -$2.53M
MLPI
242
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-2,462
Closed -$71K
SOJA
243
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
– –
-350,000
Closed -$9.2M
CVX icon
244
Chevron
CVX
$310B
– –
-1,267
Closed -$137K
EFA icon
245
iShares MSCI EAFE ETF
EFA
$66.2B
– –
0
– –
EHC icon
246
Encompass Health
EHC
$12.6B
– –
-1,204
Closed -$41K
ELC
247
Entergy Louisiana, LLC Collateral Trust Mortgage Bonds, 4.875 % Series due September 1, 2066
ELC
$231M
– –
-50,000
Closed -$1.13M
EMR icon
248
Emerson Electric
EMR
$74.6B
– –
-690
Closed -$41K
ENR icon
249
Energizer
ENR
$1.96B
– –
-793
Closed -$44K
FAF icon
250
First American
FAF
$6.83B
– –
-3,602
Closed -$141K
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