CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$28.8M
Cap. Flow %
-4.68%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDU icon
226
MDU Resources
MDU
$3.29B
$14K ﹤0.01%
1,315
– –
NJR icon
227
New Jersey Resources
NJR
$4.71B
$14K ﹤0.01%
400
– –
LMHA
228
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$10K ﹤0.01%
400
-2,000
-83% -$50K
CNCO
229
DELISTED
Cencosud S.A.
CNCO
$10K ﹤0.01%
1,180
-932
-44% -$7.9K
LUMN icon
230
Lumen
LUMN
$4.92B
$8K ﹤0.01%
325
-473,551
-100% -$11.7M
HYMB icon
231
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.69B
$6K ﹤0.01%
200
-3,800
-95% -$114K
GRH.PRC
232
DELISTED
GREENHUNTER RESOURCES INC PFD CUM SER C 10%
GRH.PRC
$4K ﹤0.01%
61,786
– –
KMI.WS
233
DELISTED
Kinder Morgan Inc
KMI.WS
$3K ﹤0.01%
512,000
– –
NGHCN
234
DELISTED
National General Holdings Corp
NGHCN
– –
-10,000
Closed -$260K
AAL icon
235
American Airlines Group
AAL
$8.72B
– –
-1,317
Closed -$47K
AAPL icon
236
Apple
AAPL
$3.54T
– –
-4,672
Closed -$131K
AEO icon
237
American Eagle Outfitters
AEO
$3.15B
– –
-14,565
Closed -$258K
AHT.PRD
238
Ashford Hospitality Trust Series D
AHT.PRD
$19.6M
– –
-3,666
Closed -$93K
BHR
239
Braemar Hotels & Resorts
BHR
$203M
– –
-49,608
Closed -$693K
CAH icon
240
Cardinal Health
CAH
$35.5B
– –
-466
Closed -$36K
CAR icon
241
Avis
CAR
$5.56B
– –
-321
Closed -$11K
CNC icon
242
Centene
CNC
$14.1B
– –
-446
Closed -$15K
CVS icon
243
CVS Health
CVS
$94.2B
– –
-169
Closed -$15K
DAL icon
244
Delta Air Lines
DAL
$40.2B
– –
-2,720
Closed -$106K
ENIC icon
245
Enel Chile
ENIC
$5.05B
– –
-2,257
Closed -$11K
F icon
246
Ford
F
$46.6B
– –
-16,255
Closed -$195K
GCI icon
247
Gannett
GCI
$616M
– –
-9,950
Closed -$156K
GD icon
248
General Dynamics
GD
$86.3B
– –
-1,275
Closed -$198K
GE icon
249
GE Aerospace
GE
$294B
– –
-1,683
Closed -$238K
GSK icon
250
GSK
GSK
$80.6B
– –
-501
Closed -$27K
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