CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Est. Return 32.62%
This Quarter Est. Return
1 Year Est. Return
+32.62%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
382
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$10.4M
3
+$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
+$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
+$2.41M

Top Sells

1
+$23.4M
2
+$11.7M
3
+$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
+$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$14K ﹤0.01%
1,315
227
$14K ﹤0.01%
400
228
$10K ﹤0.01%
400
-2,000
229
$10K ﹤0.01%
1,180
-932
230
$8K ﹤0.01%
325
-473,551
231
$6K ﹤0.01%
200
-3,800
232
$4K ﹤0.01%
61,786
233
$3K ﹤0.01%
512,000
234
– –
-4,000
235
– –
-5,311
236
– –
-11,021
237
– –
-5,973
238
– –
-8,338
239
– –
-557,482
240
– –
-976
241
– –
-8,520
242
– –
-2,649
243
– –
-6,375
244
– –
-25,050
245
– –
-128
246
– –
-737
247
– –
-1,611
248
– –
-3,118
249
– –
-57
250
– –
-2,746
8 9
10
11 12