CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Est. Return 33.5%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+33.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
383
New
Increased
Reduced
Closed

Top Buys

1
+$14.2M
2
+$10.5M
3
+$5.16M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
+$2.54M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
+$2.4M

Top Sells

1
+$23.4M
2
+$12M
3
+$7.03M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
+$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
+$3.88M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$14K ﹤0.01%
1,315
227
$14K ﹤0.01%
400
228
$10K ﹤0.01%
400
-2,000
229
$10K ﹤0.01%
1,180
-932
230
$8K ﹤0.01%
325
-473,551
231
$6K ﹤0.01%
200
-3,800
232
$4K ﹤0.01%
61,786
233
$3K ﹤0.01%
512,000
234
– –
-26
235
– –
-2,634
236
– –
-2,745
237
– –
-1,163
238
– –
-9,767
239
– –
-9,757
240
– –
-162
241
– –
-5,000
242
– –
-164,000
243
– –
-6,000
244
– –
-3,670
245
– –
-10,000
246
– –
-4,000
247
– –
-5,311
248
– –
-11,021
249
– –
-5,973
250
– –
-8,338
8 9
10
11 12