Cowen Prime Advisors’s VanEck Gold Miners ETF GDX Stock Holding History

Cowen Prime Advisors’s Portfolio GDX Stock Details GDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-3,000	Closed	-$117K	–	175
2020 Q3	$117K	Buy	+3,000	New	+$122K	0.06%	90
2020 Q2	–	Sell	-3,000	Closed	-$69K	–	190
2020 Q1	$69K	Hold	3,000	–	–	0.04%	101
2019 Q4	$88K	Hold	3,000	–	–	0.04%	98
2019 Q3	$80K	Hold	3,000	–	–	0.04%	99
2019 Q2	$77K	Hold	3,000	–	–	0.04%	103
2019 Q1	$67K	Sell	3,000 -7,500	-71%	-$165K	0.03%	107
2018 Q4	$221K	Buy	10,500 +7,500	+250%	+$147K	0.13%	71
2018 Q3	$56K	Hold	3,000	–	–	0.03%	139
2018 Q2	$67K	Sell	3,000 -2,000	-40%	-$44.8K	0.03%	130
2018 Q1	$110K	Buy	5,000 +2,000	+67%	+$45.1K	0.06%	101
2017 Q4	$70K	Buy	3,000 +1,000	+50%	+$22.8K	0.03%	133
2017 Q3	$46K	Buy	2,000 +500	+33%	+$11.5K	0.02%	133
2017 Q2	$33K	Hold	1,500	–	–	0.02%	148
2017 Q1	$34K	Hold	1,500	–	–	0.02%	145
2016 Q4	$31K	Sell	1,500 -139,265	-99%	-$3.09M	0.02%	142
2016 Q3	$3.72M	Buy	140,765 +36,450	+35%	+$1.05M	1.69%	13
2016 Q2	$2.89M	Buy	104,315 +63,500	+156%	+$1.52M	1.4%	22
2016 Q1	$815K	Buy	40,815 +38,300	+1,523%	+$659K	0.38%	53
2015 Q4	$35K	Sell	2,515 -27,200	-92%	-$395K	0.02%	157
2015 Q3	$408K	Buy	29,715 +28,639	+2,662%	+$413K	0.19%	70
2015 Q2	$19K	Sell	1,076 -1,332	-55%	-$25.9K	0.01%	187
2015 Q1	$44K	Sell	2,408 -20	-0.8%	-$408	0.02%	190
2014 Q4	$45K	Sell	2,428 -8,832	-78%	-$171K	0.02%	201
2014 Q3	$240K	Sell	11,260 -810	-7%	-$20.7K	0.1%	95
2014 Q2	$319K	Sell	12,070 -42,735	-78%	-$1.02M	0.13%	69
2014 Q1	$1.29M	Buy	54,805 +45,305	+477%	+$1.11M	0.49%	31
2013 Q4	$201K	Buy	9,500 +6,940	+271%	+$160K	0.08%	95
2013 Q3	$62K	Buy	2,560 +705	+38%	+$18.7K	0.02%	175
2013 Q2	$45K	Buy	+1,855	New	+$54.2K	0.02%	180

Other funds holding GDX

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $71.2B AUM 48.86% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

APF

Alaska Permanent Fund Juneau, Alaska $1.51B AUM 22.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cowen Prime Advisors's GDX Position: Q4 2020 in Review

Cowen Prime Advisors sold out of VanEck Gold Miners ETF (GDX) in Q4 2020, closing a stake of 3,000 shares — an estimated $117K sold.

Cowen Prime Advisors first reported a position in GDX in Q2 2013 and held it in 29 quarters. The position peaked at $3.72M in Q3 2016. 703 funds tracked by Wall St. Rank hold GDX as of Q4 2020.

Cowen Prime Advisors reported no remaining VanEck Gold Miners ETF position as of Q4 2020 after selling out during the quarter.
Cowen Prime Advisors sold 3,000 VanEck Gold Miners ETF shares in Q4 2020, an estimated $117K.
Cowen Prime Advisors first reported a position in VanEck Gold Miners ETF in Q2 2013 and held it in 29 quarters.
Cowen Prime Advisors's VanEck Gold Miners ETF position peaked at $3.72M in Q3 2016.
703 funds tracked by Wall St. Rank held VanEck Gold Miners ETF as of Q4 2020.

Based on Cowen Prime Advisors's 13F filing for Q4 2020, filed 27 Jan 2021.