CCM

Copernicus Capital Management Portfolio holdings

AUM $8.26M

2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4

This Quarter Return

+1.56%

1 Year Return

+37.91%

3 Year Return

+125.34%

5 Year Return

–

10 Year Return

–

AUM

$8.26M

AUM Growth

+$8.26M (+30%)

Cap. Flow

+$1.59M

Cap. Flow % of AUM

19.19%

Top 10 Holdings % Top 10 Hldgs %

93.21%

Holding

New

Increased

Reduced

Closed

Top Buys

1	Pfizer PFE	$1.29M
2	Thermo Fisher Scientific TMO	$1.14M
3	Teladoc Health TDOC	$888K
4	BioMarin Pharmaceuticals BMRN	$850K
5	Johnson & Johnson JNJ	$808K

Top Sells

1	Vertex Pharmaceuticals VRTX	$1.82M
2	Atara Biotherapeutics ATRA	$778K
3	Zentalis Pharmaceuticals ZNTL	$532K
4	TCRR TCR2 Therapeutics Inc. Common Stock TCRR	$492K
5	ACCD Accolade, Inc. Common Stock ACCD	$380K

Sector Composition

1	Healthcare	100%
2	Consumer Staples	0%
3	Industrials	0%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 Pfizer PFE $141B	$1.29M	15.61%	+30,000	New	+$1.29M
2	2 Thermo Fisher Scientific TMO $186B	$1.14M	13.83%	+2,000	New	+$1.14M
3	3 Teladoc Health TDOC $1.37B	$888K	10.75%	+7,000	New	+$888K
4	4 BioMarin Pharmaceuticals BMRN $11.2B	$850K	10.29%	+11,000	New	+$850K
5	5 Johnson & Johnson JNJ $427B	$808K	9.78%	+5,000	New	+$808K
6	6 Fate Therapeutics FATE $120M	$711K	8.6%	12,000 +2,000	+20%	+$119K
7	HZNP 7 DELISTED Horizon Therapeutics Public Limited Company Ordinary Shares HZNP	$657K	7.95%	6,000 +1,000	+20%	+$110K
8	8 Arcus Biosciences RCUS $1.13B	$593K	7.18%	17,000 -3,000	-15%	-$105K
9	9 Allogene Therapeutics ALLO $251M	$386K	4.67%	+15,000	New	+$386K
10	10 Medtronic MDT $119B	$376K	4.55%	+3,000	New	+$376K
11	11 ProQR Therapeutics PRQR $237M	$335K	4.05%	+40,000	New	+$335K
12	12 Immatics IMTX $619M	$130K	1.57%	+10,000	New	+$130K
13	13 Amicus Therapeutics FOLD $2.34B	$96K	1.16%	+10,000	New	+$96K
14	14 Vertex Pharmaceuticals VRTX $100B	–	–	-9,000	Closed	-$1.82M
15	15 Zentalis Pharmaceuticals ZNTL $122M	–	–	-10,000	Closed	-$532K
16	ACCD 16 DELISTED Accolade, Inc. Common Stock ACCD	–	–	-7,000	Closed	-$380K
17	GRTS 17 DELISTED Gritstone bio, Inc. Common Stock GRTS	–	–	-35,000	Closed	-$320K
18	TCRR 18 DELISTED TCR2 Therapeutics Inc. Common Stock TCRR	–	–	-30,000	Closed	-$492K
19	19 Atara Biotherapeutics ATRA $84.6M	–	–	-50,000	Closed	-$778K
20	20 Jazz Pharmaceuticals JAZZ $7.75B	–	–	-2,000	Closed	-$355K
21	21 The Beauty Health Co SKIN $264M	–	–	-10,000	Closed	-$168K