Concourse Financial Group Securities Portfolio holdings

Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant

Agile Growth Corp

Delaware Investments Dividend & Income Fund, Inc.

DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND

Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant

Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50

Peridot Acquisition Corp. II

Pine Technology Acquisition Corp. Class A Common Stock

Kiromic BioPharma, Inc. Common Stock

Pine Technology Acquisition Corp. Warrant

Myovant Sciences Ltd.

Delaware Ivy High Income Opportunities Fund

Vivint Smart Home, Inc. Class A Common Stock

Emerging Markets Horizon Corp. Unit

Emerging Markets Horizon Corp. Warrants

Macquarie Global Infrastructure Total Return Fund, Inc.

Warburg Pincus Capital Corporation I-B

SVF Investment Corp. 2 Class A Ordinary Shares

ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant

Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant

ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50

Warburg Pincus Capital Corporation I-A

F-star Therapeutics, Inc. Common Stock

ESM Acquisition Corporation

First Eagle Alternative Capital BDC, Inc. Common Stock