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CWM

Concert Wealth Management Portfolio holdings

AUM $24.7M
1-Year Est. Return 14.91%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+14.91%
3 Year Est. Return
+28.52%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$742M
AUM Growth
-$73.8M
Cap. Flow
-$34.8M
Cap. Flow %
-4.69%
Top 10 Hldgs %
47.62%
Holding
595
New
28
Increased
166
Reduced
289
Closed
52

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$1.76M
2
CODE
SPANSION INC, CLASS A COMMON STOCK
CODE
+$960K
3
AEIS icon
Advanced Energy
AEIS
+$880K
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$778K
5
NUE icon
Nucor
NUE
+$744K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.69M
2
HDV
iShares Core High Dividend ETF
HDV
+$1.64M
3
HYLD
High Yield ETF
HYLD
+$1.59M
4
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$1.44M
5
ATML
ATMEL CORP
ATML
+$1.27M

Sector Composition

Rank Sector Weight
1 Industrials 32.38%
2 Consumer Discretionary 15.55%
3 Technology 6.43%
4 Healthcare 4.31%
5 Financials 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
501
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$203K 0.03%
+2,005
New +$203K
RTR
502
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$203K 0.03%
+4,896
New +$202K
TM icon
503
Toyota
TM
$224B
$201K 0.03%
+1,711
New +$202K
CAM
504
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$201K 0.03%
2,966
-325
-10% -$23K
NCV
505
Virtus Convertible & Income Fund
NCV
$378M
$200K 0.03%
5,156
-250
-5% -$10.1K
BDJ icon
506
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$181K 0.02%
21,990
-238
-1% -$1.97K
MCA
507
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$180K 0.02%
12,366
– –
GTAT
508
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$176K 0.02%
16,950
-6,300
-27% -$96K
CHY
509
Calamos Convertible and High Income Fund
CHY
$1.01B
$175K 0.02%
12,266
– –
NLY icon
510
Annaly Capital Management
NLY
$17.1B
$168K 0.02%
3,974
+896
+29% +$40.9K
EXG icon
511
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$167K 0.02%
16,555
-74
-0.4% -$761
OSUR icon
512
OraSure Technologies
OSUR
$279M
$167K 0.02%
23,200
– –
FFA
513
First Trust Enhanced Equity Income Fund
FFA
$450M
$165K 0.02%
11,615
+17
+0.1% +$247
EFT
514
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$163K 0.02%
11,137
+771
+7% +$11.5K
HYT icon
515
BlackRock Corporate High Yield Fund
HYT
$1.36B
$163K 0.02%
13,711
+1,690
+14% +$20.3K
ETW
516
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$161K 0.02%
13,380
-2,400
-15% -$30.4K
SABA
517
Saba Capital Income & Opportunities Fund II
SABA
$220M
$160K 0.02%
10,099
-249
-2% -$4K
CAA
518
DELISTED
CalAtlantic Group, Inc.
CAA
$155K 0.02%
4,168
-60
-1% -$2.41K
NAC icon
519
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$154K 0.02%
10,783
– –
UNIS
520
DELISTED
Unilife Corporation
UNIS
$154K 0.02%
6,619
-85
-1% -$2.15K
MUE
521
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$153K 0.02%
+11,538
New +$151K
BTZ icon
522
BlackRock Credit Allocation Income Trust
BTZ
$930M
$144K 0.02%
10,771
– –
JCP
523
DELISTED
J.C. Penney Company, Inc.
JCP
$142K 0.02%
14,000
-15,700
-53% -$154K
AVP
524
DELISTED
Avon Products, Inc.
AVP
$134K 0.02%
10,565
-310
-3% -$4.25K
NUV icon
525
Nuveen Municipal Value Fund
NUV
$1.92B
$133K 0.02%
14,037
-600
-4% -$5.65K
19 20
21
22 23

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MIGAR
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TAM
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ACM
Amber Capital Management Grand Cayman, Cayman Islands $21.2M AUM 14.9% 1-Year Est. Return
S
Stonepeak New York $20.7M AUM 19.44% 1-Year Est. Return
ASB
Amundi Smith Breeden Durham, North Carolina $18.8M AUM
CPV
Canaan Partners VII Westport, Connecticut $32.3M AUM 154.97% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return

Concert Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Concert Wealth Management held 595 positions worth $742M, down 9% from $816M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Concert Wealth Management withdrew a net $34.8M in Q3 2014, closing 52 positions and reducing 289 holdings. Its most notable exit was iShares Core High Dividend ETF, an estimated $1.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 32% of assets, down from 33% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Concert Wealth Management opened a new position in Bank of America worth $1.88M.

  • Concert Wealth Management's largest Q3 2014 buy was Bank of America: 110,476 shares worth $1.88M.
  • Concert Wealth Management added most to SPANSION INC, CLASS A COMMON STOCK in Q3 2014, an estimated $960K increase.
  • Concert Wealth Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.69M.
  • Concert Wealth Management fully exited iShares Core High Dividend ETF in Q3 2014, selling an estimated $1.64M.
  • Concert Wealth Management's ten largest holdings make up 48% of its $742M portfolio in Q3 2014.
  • Concert Wealth Management opened 28 new positions and closed 52 in Q3 2014.
  • Concert Wealth Management's portfolio value fell 9% quarter-over-quarter to $742M.

Based on Concert Wealth Management's 13F filing for Q3 2014, filed 13 Nov 2014.