CG

Clinton Group Portfolio holdings

AUM $279M
1-Year Est. Return 4.7%
This Quarter Est. Return
1 Year Est. Return
+4.7%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
+$19.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
468
New
Increased
Reduced
Closed

Top Buys

1
+$10.7M
2
+$4.28M
3
+$3.03M
4
VVUS
Vivus Inc
VVUS
+$2.98M
5
XNPT
XENOPORT, INC.
XNPT
+$2.57M

Top Sells

1
+$27.8M
2
+$8.77M
3
+$8.72M
4
AXAS
Abraxas Petroleum Corp
AXAS
+$7.89M
5
NXGN
NextGen Healthcare, Inc. Common Stock
NXGN
+$3.9M

Sector Composition

1 Consumer Discretionary 14.32%
2 Energy 11.39%
3 Industrials 7.3%
4 Financials 6.28%
5 Healthcare 6.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
$206K 0.06%
2,693
-129
302
$205K 0.06%
12,299
-29,442
303
$204K 0.06%
+4,656
304
$202K 0.06%
3,116
-2,355
305
$202K 0.06%
+3,199
306
$201K 0.06%
27,034
-99,131
307
$200K 0.06%
+2,850
308
$189K 0.06%
+10,762
309
$158K 0.05%
17
310
$86K 0.03%
+1,378
311
– –
-4,375
312
– –
-9,934
313
– –
-38,304
314
– –
-19,994
315
– –
-11,452
316
– –
-31,542
317
– –
-30,600
318
– –
-11,662
319
– –
-21,229
320
– –
-5,335
321
– –
-12,825
322
– –
-4,630
323
– –
-14,547
324
– –
-12,952
325
– –
-25,019
11 12
13
14 15