Clinton Group’s BGC Group BGC Stock Holding History

Clinton Group’s Portfolio BGC Stock Details BGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-162,073	Closed	-$1.18M	–	209
2018 Q2	$1.18M	Sell	162,073 -171,188	-51%	-$1.37M	0.18%	179
2018 Q1	$2.88M	Sell	333,261 -356,954	-52%	-$3.21M	0.31%	106
2017 Q4	$6.71M	Buy	690,215 +294,049	+74%	+$2.97M	0.59%	48
2017 Q3	$3.69M	Buy	+396,166	New	+$3.31M	0.4%	78
2016 Q2	–	Sell	-20,509	Closed	-$119K	–	880
2016 Q1	$119K	Buy	+20,509	New	+$118K	0.01%	835

Other funds holding BGC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $90.7B AUM 77.13% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $22.8B AUM 25.09% 1-Year Est. Return

Clinton Group's BGC Position: Q3 2018 in Review

Clinton Group sold out of BGC Group (BGC) in Q3 2018, closing a stake of 162,073 shares — an estimated $1.18M sold.

Clinton Group first reported a position in BGC in Q1 2016 and held it in 5 quarters. The position peaked at $6.71M in Q4 2017. 276 funds tracked by Wall St. Rank hold BGC as of Q3 2018.

Clinton Group reported no remaining BGC Group position as of Q3 2018 after selling out during the quarter.
Clinton Group sold 162,073 BGC Group shares in Q3 2018, an estimated $1.18M.
Clinton Group first reported a position in BGC Group in Q1 2016 and held it in 5 quarters.
Clinton Group's BGC Group position peaked at $6.71M in Q4 2017.
276 funds tracked by Wall St. Rank held BGC Group as of Q3 2018.

Based on Clinton Group's 13F filing for Q3 2018, filed 10 Oct 2018.