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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 38.77%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+38.77%
3 Year Est. Return
+98.65%
5 Year Est. Return
+112.99%
10 Year Est. Return
+444.03%
AUM
$458M
AUM Growth
-$1.78M
Cap. Flow
-$20.4M
Cap. Flow %
-4.45%
Top 10 Hldgs %
34.46%
Holding
283
New
23
Increased
46
Reduced
120
Closed
30

Top Buys

Rank Stock Value
1
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.88M
2
VOYA icon
Voya Financial
VOYA
+$2.75M
3
STNG icon
Scorpio Tankers
STNG
+$2.44M
4
AN icon
AutoNation
AN
+$2.41M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.4M

Top Sells

Rank Stock Value
1
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$18.2M
2
STR
QUESTAR CORP
STR
+$4.21M
3
IVR icon
Invesco Mortgage Capital
IVR
+$3.84M
4
CLNY
Colony Capital, Inc.
CLNY
+$2.21M
5
SWKS icon
Skyworks Solutions
SWKS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 27.28%
2 Energy 14.21%
3 Financials 11.56%
4 Industrials 9.69%
5 Utilities 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHN
176
DELISTED
Athenahealth, Inc.
ATHN
$312K 0.07%
2,477
-60
-2% -$7.63K
SQBG
177
DELISTED
Sequential Brands Group, Inc.
SQBG
$310K 0.07%
969
– –
DD
178
DELISTED
Du Pont De Nemours E I
DD
$309K 0.07%
4,618
– –
AIG icon
179
American International
AIG
$39.6B
$305K 0.07%
5,139
– –
BANX
180
ArrowMark Financial
BANX
$202M
$304K 0.07%
16,272
+6,263
+63% +$117K
EMR icon
181
Emerson Electric
EMR
$82.2B
$298K 0.07%
5,463
-352
-6% -$18.9K
SYK icon
182
Stryker
SYK
$107B
$298K 0.07%
2,564
– –
NIQ
183
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$296K 0.06%
21,366
-1,850
-8% -$25.5K
ORCL icon
184
Oracle
ORCL
$455B
$295K 0.06%
7,519
– –
OLN icon
185
Olin
OLN
$1.94B
$282K 0.06%
13,750
-6,500
-32% -$140K
MDLZ icon
186
Mondelez International
MDLZ
$79.2B
$281K 0.06%
6,412
– –
FDX icon
187
FedEx
FDX
$72.4B
$279K 0.06%
1,598
-500
-24% -$81.9K
HYG icon
188
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.2B
$278K 0.06%
3,184
+420
+15% +$36.1K
IEI icon
189
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$269K 0.06%
2,128
-750
-26% -$95K
TRV icon
190
Travelers Companies
TRV
$79.2B
$267K 0.06%
2,335
– –
MRVL icon
191
Marvell Technology
MRVL
$216B
$265K 0.06%
+20,000
New +$235K
MRCC
192
DELISTED
Monroe Capital Corp
MRCC
$262K 0.06%
16,635
+855
+5% +$13.3K
ENH
193
DELISTED
Endurance Specialty Holdings Ltd
ENH
$262K 0.06%
4,009
-130
-3% -$8.62K
NTC
194
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$260K 0.06%
18,837
– –
AMCX icon
195
AMC Global Media
AMCX
$486M
$259K 0.06%
+5,000
New +$274K
IDN icon
196
Intellicheck
IDN
$48M
$258K 0.06%
150,000
+130,000
+650% +$210K
BKT icon
197
BlackRock Income Trust
BKT
$317M
$249K 0.05%
12,808
+600
+5% +$11.8K
TNA icon
198
PUT
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.15B
$246K 0.05%
+150,000
New +$5.63M
DCOM
199
DELISTED
Dime Community Bancshares
DCOM
$244K 0.05%
14,536
– –
HSY icon
200
Hershey
HSY
$33.8B
$242K 0.05%
2,532
-200
-7% -$21.2K
6 7
8
9 10

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MIM
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NGA
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WBC
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CIAS
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AT
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SMA
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CBA
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Clear Harbor Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Clear Harbor Asset Management held 283 positions worth $458M, down 0.39% from $460M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management withdrew a net $20.4M in Q3 2016, closing 30 positions and reducing 120 holdings. Its most notable exit was MTGE Investment Corp. Common Stock, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 25% a quarter earlier, followed by Energy and Financials.

Against the trend, Clear Harbor Asset Management opened a new position in Direxion Daily Small Cap Bear 3x ETF worth $2.61M.

  • Clear Harbor Asset Management's largest Q3 2016 buy was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M.
  • Clear Harbor Asset Management added most to Voya Financial in Q3 2016, an estimated $2.75M increase.
  • Clear Harbor Asset Management's biggest Q3 2016 reduction was Invesco Mortgage Capital, cutting an estimated $3.84M.
  • Clear Harbor Asset Management fully exited MTGE Investment Corp. Common Stock in Q3 2016, selling an estimated $18.2M.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $458M portfolio in Q3 2016.
  • Clear Harbor Asset Management opened 23 new positions and closed 30 in Q3 2016.
  • Clear Harbor Asset Management's portfolio value fell 0.39% quarter-over-quarter to $458M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2016, filed 7 Nov 2016.