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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
126
Eaton
ETN
$161B
$505K 0.11%
7,969
-19
-0.2% -$1.35K
ABT icon
127
Abbott
ABT
$183B
$503K 0.11%
12,085
– –
HTS
128
DELISTED
HATTERAS FINANCIAL CORP
HTS
$500K 0.11%
27,835
-4,070
-13% -$79K
KMB icon
129
Kimberly-Clark
KMB
$36.3B
$493K 0.11%
4,778
– –
OCSL icon
130
Oaktree Specialty Lending
OCSL
$1.02B
$484K 0.11%
17,558
-98,233
-85% -$2.87M
SWC
131
DELISTED
Stillwater Mining Co
SWC
$470K 0.1%
31,250
– –
ATHN
132
DELISTED
Athenahealth, Inc.
ATHN
$467K 0.1%
3,550
– –
TLT icon
133
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$465K 0.1%
3,998
+38
+1% +$4.37K
IGSB icon
134
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$459K 0.1%
8,720
+384
+5% +$20.2K
KDP icon
135
Keurig Dr Pepper
KDP
$42.3B
$448K 0.1%
+6,973
New +$426K
EMC
136
DELISTED
EMC CORPORATION
EMC
$447K 0.1%
15,285
– –
PEP icon
137
PepsiCo
PEP
$190B
$437K 0.1%
4,691
– –
NVS icon
138
Novartis
NVS
$297B
$430K 0.1%
5,100
+45
+0.9% +$3.64K
PPT
139
Franklin Premier Income Trust
PPT
$324M
$430K 0.1%
+78,427
New +$431K
IAU icon
140
iShares Gold Trust
IAU
$62.9B
$426K 0.09%
18,224
-176
-1% -$4.37K
RTX icon
141
RTX Corp
RTX
$290B
$424K 0.09%
6,377
+477
+8% +$32.7K
ORCL icon
142
Oracle
ORCL
$374B
$422K 0.09%
11,030
-500
-4% -$20.2K
NVDA icon
143
NVIDIA
NVDA
$4.86T
$416K 0.09%
+902,000
New +$425K
PNY
144
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$416K 0.09%
12,400
– –
BMY icon
145
Bristol-Myers Squibb
BMY
$133B
$413K 0.09%
8,073
-300
-4% -$15K
BAX icon
146
Baxter International
BAX
$13.5B
$410K 0.09%
10,508
– –
MIC
147
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$400K 0.09%
6,000
– –
COP icon
148
ConocoPhillips
COP
$147B
$397K 0.09%
5,182
– –
KO icon
149
Coca-Cola
KO
$377B
$397K 0.09%
9,306
– –
OMEX icon
150
Odyssey Marine Exploration
OMEX
$34.9M
$392K 0.09%
35,888
-26,839
-43% -$391K
4 5
6
7 8

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VIP
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.