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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUTR
251
DELISTED
OUTERWALL INC
OUTR
– –
-37,560
Closed -$2.23M
JGW
252
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-30,000
Closed -$338K
HERO
253
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-40,400
Closed -$162K
CHOP
254
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
– –
-2,697
Closed -$20K
SIAL
255
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-10,999
Closed –
URS
256
DELISTED
URS CORP
URS
– –
-20,020
Closed -$918K
VVUS
257
DELISTED
Vivus Inc
VVUS
– –
-11,250
Closed -$599K
AUNZ
258
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
– –
-5,440
Closed -$116K
ACAS
259
DELISTED
American Capital Ltd
ACAS
– –
-141,580
Closed -$2.17M
LIWA
260
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-110,268
Closed -$33K
PQUE
261
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-13,000
Closed -$98K
GAS
262
DELISTED
AGL Resources Inc
GAS
– –
-9,552
Closed -$526K
7 8 9 10
11

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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.