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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
226
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-225
Closed -$27K
IVE icon
227
iShares S&P 500 Value ETF
IVE
$49B
– –
-477
Closed -$43K
IWD icon
228
iShares Russell 1000 Value ETF
IWD
$82.2B
– –
-422
Closed -$43K
IWM icon
229
iShares Russell 2000 ETF
IWM
$79.8B
– –
-200
Closed –
IWM icon
230
PUT
iShares Russell 2000 ETF
IWM
$79.8B
– –
-400
Closed -$1K
JPI
231
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-9,240
Closed -$217K
MORT icon
232
VanEck Mortgage REIT Income ETF
MORT
$360M
– –
-5,040
Closed -$128K
NTAP icon
233
NetApp
NTAP
$35B
– –
-35,000
Closed -$1.28M
NYF icon
234
iShares New York Muni Bond ETF
NYF
$1.38B
– –
-200
Closed -$11K
PFF icon
235
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-125
Closed -$5K
SAND
236
DELISTED
Sandstorm Gold
SAND
– –
-46,790
Closed -$326K
SHY icon
237
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-30
Closed -$3K
SNY icon
238
Sanofi
SNY
$103B
– –
-134
Closed -$7K
TIP icon
239
iShares TIPS Bond ETF
TIP
$14.5B
– –
-648
Closed -$75K
VET icon
240
Vermilion Energy
VET
$1.82B
– –
-2,900
Closed -$202K
VGK icon
241
Vanguard FTSE Europe ETF
VGK
$30.7B
– –
-10,961
Closed -$657K
VPL icon
242
Vanguard FTSE Pacific ETF
VPL
$8.08B
– –
-400
Closed -$25K
VWO icon
243
Vanguard FTSE Emerging Markets ETF
VWO
$121B
– –
-1,500
Closed –
AIOT
244
PowerFleet Inc
AIOT
$526M
– –
-13,500
Closed -$73K
SWN
245
DELISTED
Southwestern Energy Company
SWN
– –
-5,400
Closed -$246K
GNC
246
DELISTED
GNC Holdings, Inc.
GNC
– –
-16,590
Closed -$566K
OAK
247
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-72,050
Closed -$3.6M
AUSE
248
DELISTED
WisdomTree Australia Dividend Fund
AUSE
– –
-115
Closed -$7K
WAC
249
DELISTED
Walter Investment Mgt Corp
WAC
– –
-33,550
Closed -$999K
ENH
250
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-10,325
Closed -$533K
7 8 9
10
11

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VIP
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.