COLIM

City of London Investment Management Portfolio holdings

AUM $1.08B
This Quarter Return
-2.34%
1 Year Return
+16.09%
3 Year Return
+27.47%
5 Year Return
+26.23%
10 Year Return
+15.65%
AUM
$1.29B
AUM Growth
+$1.29B
Cap. Flow
+$78.6M
Cap. Flow %
6.09%
Top 10 Hldgs %
60.93%
Holding
137
New
40
Increased
36
Reduced
27
Closed
14

Top Buys

1
EWZ icon
iShares MSCI Brazil ETF
EWZ
$30.7M
2
CAF
Morgan Stanley China A Share Fund
CAF
$27.2M
3
EWY icon
iShares MSCI South Korea ETF
EWY
$15.7M
4
PAM icon
Pampa Energía
PAM
$12.5M
5
CRESY
Cresud
CRESY
$11.9M

Top Sells

1
FM
iShares Frontier and Select EM ETF
FM
$15.7M
2
TDF
Templeton Dragon Fund
TDF
$13.9M
3
ARGT icon
Global X MSCI Argentina ETF
ARGT
$10.4M
4
SWZ
Swiss Helvetia Fund
SWZ
$7.01M
5
UTG icon
Reaves Utility Income Fund
UTG
$6.78M

Sector Composition

1 Real Estate 1.01%
2 Industrials 0.99%
3 Utilities 0.97%
4 Financials 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DMF
101
DELISTED
BNY Mellon Municipal Income
DMF
$505K 0.04% +64,645 New +$505K
AFT
102
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$504K 0.04% 31,512 +13,000 +70% +$208K
GRX
103
Gabelli Healthcare & Wellness Trust
GRX
$147M
$502K 0.04% 45,456 – –
BIT icon
104
BlackRock Multi-Sector Income Trust
BIT
$591M
$476K 0.04% 28,151 – –
FRA icon
105
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$452K 0.04% 32,764 +6,106 +23% +$84.2K
FLC
106
Flaherty & Crumrine Total Return Fund
FLC
$180M
$450K 0.03% 24,159 – –
FTF
107
Franklin Limited Duration Income Trust
FTF
$259M
$445K 0.03% +43,820 New +$445K
GMZ
108
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$430K 0.03% 46,645 -33,735 -42% -$311K
CSQ icon
109
Calamos Strategic Total Return Fund
CSQ
$2.99B
$394K 0.03% 29,300 – –
ASG
110
Liberty All-Star Growth Fund
ASG
$344M
$385K 0.03% +60,666 New +$385K
ETG
111
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.59B
$376K 0.03% 21,039 – –
PCI
112
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$366K 0.03% 15,180 -25,132 -62% -$606K
NQP icon
113
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$342K 0.03% +27,418 New +$342K
MQT icon
114
BlackRock MuniYield Quality Fund II
MQT
$212M
$340K 0.03% +29,023 New +$340K
MCHI icon
115
iShares MSCI China ETF
MCHI
$7.91B
$314K 0.02% 5,250 -16,550 -76% -$990K
BDJ icon
116
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$289K 0.02% 30,426 – –
GPM
117
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$269K 0.02% 30,540 – –
CXE
118
MFS High Income Municipal Trust
CXE
$112M
$267K 0.02% +53,994 New +$267K
ETJ
119
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$605M
$165K 0.01% 16,634 – –
HNW
120
Pioneer Diversified High Income Fund
HNW
$107M
$146K 0.01% 10,000 – –
ERC
121
Allspring Multi-Sector Income Fund
ERC
$267M
$136K 0.01% 11,189 – –
FTF.RT
122
DELISTED
Franklin Limited Duration Income Trust Rights (expiring October 18, 2018)
FTF.RT
$9K ﹤0.01% +43,822 New +$9K
GCV.RT
123
DELISTED
Gabelli Conv and Income Sec Fund
GCV.RT
$5K ﹤0.01% +62,607 New +$5K
ARGT icon
124
Global X MSCI Argentina ETF
ARGT
$839M
– – -385,000 Closed -$10.4M
EWJ icon
125
iShares MSCI Japan ETF
EWJ
$15.3B
– – -8,900 Closed -$515K
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5
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