CFIC

City Financial Investment Company Portfolio holdings

AUM $554M
1-Year Est. Return 3.19%
This Quarter Est. Return
1 Year Est. Return
+3.19%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$724M
AUM Growth
+$30.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
178
New
Increased
Reduced
Closed

Top Buys

1
+$51.8M
2
+$20.8M
3
+$14.4M
4
ORGO icon
Organogenesis Holdings
ORGO
+$14M
5
DELL icon
Dell
DELL
+$12.9M

Top Sells

1
+$84.5M
2
+$15.8M
3
+$11.7M
4
NXPI icon
NXP Semiconductors
NXPI
+$11.3M
5
RSPP
RSP Permian, Inc.
RSPP
+$10.3M

Sector Composition

1 Technology 14.28%
2 Healthcare 8.59%
3 Communication Services 5.18%
4 Financials 2.87%
5 Industrials 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDUW
101
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$200K 0.01%
+200,000
LCAHW
102
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$179K 0.01%
150,000
-50,000
FTCH
103
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$27K ﹤0.01%
+1,000
HYG icon
104
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$19.7B
– –
0
ORCL icon
105
Oracle
ORCL
$517B
– –
0
QCOM icon
106
Qualcomm
QCOM
$187B
– –
0
RY icon
107
Royal Bank of Canada
RY
$234B
– –
-37,500
SMH icon
108
VanEck Semiconductor ETF
SMH
$35.6B
– –
0
SNAP icon
109
Snap
SNAP
$13.1B
– –
-200,000
SWKS icon
110
Skyworks Solutions
SWKS
$9.67B
– –
0
T icon
111
AT&T
T
$172B
– –
-285,387
TD icon
112
Toronto Dominion Bank
TD
$156B
– –
-12,500
TLRY icon
113
Tilray
TLRY
$1.43B
– –
0
TMUS icon
114
T-Mobile US
TMUS
$224B
– –
0
TSLA icon
115
Tesla
TSLA
$1.61T
– –
0
TSM icon
116
TSMC
TSM
$1.48T
– –
0
UNIT
117
Uniti Group
UNIT
$1.72B
– –
0
WMT icon
118
Walmart Inc. Common Stock
WMT
$915B
– –
-150,000
XLU icon
119
State Street Utilities Select Sector SPDR ETF
XLU
$22B
– –
0
RSX
120
DELISTED
VanEck Russia ETF
RSX
– –
-200,000
NXTM
121
DELISTED
NxStage Medical Inc.
NXTM
– –
-289,860
LHO
122
DELISTED
LaSalle Hotel Properties
LHO
– –
-150,000
HCAC.U
123
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-139,000
EDR
124
DELISTED
Education Realty Trust Inc
EDR
– –
-100,000
RSPP
125
DELISTED
RSP Permian, Inc.
RSPP
– –
-232,986
3 4
5
6 7