CFIC

City Financial Investment Company Portfolio holdings

AUM $554M
This Quarter Return
+0.41%
1 Year Return
+3.19%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$720M
AUM Growth
+$720M
Cap. Flow
-$18.4M
Cap. Flow %
-2.56%
Top 10 Hldgs %
56.3%
Holding
108
New
36
Increased
9
Reduced
4
Closed
25

Top Buys

1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$41.9M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$38.6M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$22.5M
4
STRP
Straight Path Communications Inc.
STRP
$16.4M
5
KRE icon
SPDR S&P Regional Banking ETF
KRE
$12.8M

Top Sells

1
X
US Steel
X
$42M
2
ALR
Alere Inc
ALR
$36.2M
3
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
$25.1M
4
RICE
Rice Energy Inc.
RICE
$21.7M
5
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
$20.9M

Sector Composition

1 Communication Services 12.86%
2 Healthcare 5.73%
3 Materials 5.67%
4 Technology 5.65%
5 Utilities 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SYT
26
DELISTED
Syngenta Ag
SYT
$3.77M 0.45% +40,623 New +$3.77M
EXAC
27
DELISTED
Exactech Inc
EXAC
$3.26M 0.39% +65,954 New +$3.26M
AXL icon
28
American Axle
AXL
$691M
$3.15M 0.38% +185,000 New +$3.15M
RWGE.U
29
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.49M 0.3% +250,000 New +$2.49M
LGC.U
30
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$2.49M 0.3% +250,000 New +$2.49M
LSCC icon
31
Lattice Semiconductor
LSCC
$9.09B
$2.24M 0.27% 387,071 +10,744 +3% +$62.1K
WRLSU
32
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
$2.06M 0.25% 200,000 – –
TWNKW
33
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.17M 0.14% 500,000 +50,000 +11% +$117K
HAL icon
34
Halliburton
HAL
$19.4B
$1.1M 0.13% +22,500 New +$1.1M
GIG.U
35
DELISTED
GigCapital, Inc.
GIG.U
$1M 0.12% +100,000 New +$1M
ON icon
36
ON Semiconductor
ON
$20.3B
$879K 0.11% +42,000 New +$879K
AAAP
37
DELISTED
Advanced Accelerator Applications S.A. American Depositary Shares
AAAP
$841K 0.1% +10,305 New +$841K
DY icon
38
Dycom Industries
DY
$7.31B
$445K 0.05% +4,000 New +$445K
MTZ icon
39
MasTec
MTZ
$14.3B
$420K 0.05% +8,600 New +$420K
ROSEW
40
DELISTED
Rosehill Resources Inc.
ROSEW
$272K 0.03% +275,000 New +$272K
IBN icon
41
ICICI Bank
IBN
$113B
$243K 0.03% +25,000 New +$243K
AKS
42
DELISTED
AK Steel Holding Corp.
AKS
$215K 0.03% 38,000 -3,057,000 -99% -$17.3M
GM icon
43
General Motors
GM
$55.8B
$204K 0.02% +5,000 New +$204K
BIDU icon
44
Baidu
BIDU
$32.8B
$199K 0.02% +850 New +$199K
JNPR
45
DELISTED
Juniper Networks
JNPR
$199K 0.02% 7,000 -54,875 -89% -$1.56M
ZAYO
46
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$198K 0.02% +5,400 New +$198K
TSLA icon
47
Tesla
TSLA
$1.08T
$186K 0.02% +600 New +$186K
OLED icon
48
Universal Display
OLED
$6.59B
$128K 0.02% +744 New +$128K
BRPAU
49
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$125K 0.02% +12,283 New +$125K
MU icon
50
Micron Technology
MU
$133B
$119K 0.01% 2,900 -5,225 -64% -$214K
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