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Charter Oak Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 13.93%
This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+13.93%
3 Year Est. Return
+39.21%
5 Year Est. Return
+34.61%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$19.4M
Cap. Flow
+$27M
Cap. Flow %
3.38%
Top 10 Hldgs %
63.78%
Holding
917
New
37
Increased
205
Reduced
115
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.86M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.86M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.46M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.48M
5
SUSB icon
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
+$1.52M

Top Sells

Rank Stock Value
1
SPXL icon
Direxion Daily S&P 500 Bull 3x ETF
SPXL
+$604K
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$220K
3
T icon
AT&T
T
+$198K
4
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$194K
5
RESP
WisdomTree U.S. ESG Fund
RESP
+$153K

Sector Composition

Rank Sector Weight
1 Technology 2.33%
2 Healthcare 1.89%
3 Industrials 0.73%
4 Financials 0.68%
5 Consumer Discretionary 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOLO
901
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
100
– –
MDRX
902
DELISTED
Veradigm Inc. Common Stock
MDRX
$0 ﹤0.01%
112
– –
CELL
903
DELISTED
PhenomeX Inc. Common Stock
CELL
– –
-2
Closed –
WWE
904
DELISTED
World Wrestling Entertainment
WWE
$0 ﹤0.01%
100
– –
IDEX
905
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
0
– –
SI
906
DELISTED
Silvergate Capital Corporation
SI
$0 ﹤0.01%
60
– –
SWCH
907
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$0 ﹤0.01%
10
– –
IPOD
908
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$0 ﹤0.01%
25
– –
IPOF
909
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$0 ﹤0.01%
25
– –
MNDT
910
DELISTED
Mandiant, Inc. Common Stock
MNDT
$0 ﹤0.01%
6
– –
PSTH.WS
911
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$0 ﹤0.01%
20
– –
PLAN
912
DELISTED
Anaplan, Inc.
PLAN
– –
-333
Closed -$18K
ZNGA
913
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$0 ﹤0.01%
30
– –
PTE
914
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
1
– –
TBIO
915
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-5
Closed –
BPYU
916
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-1,340
Closed -$25K
JDD
917
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$0 ﹤0.01%
2,818
– –
33 34 35 36
37

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Charter Oak Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Charter Oak Capital Management held 917 positions worth $798M, up 2.5% from $779M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Charter Oak Capital Management deployed $27M of net new capital in Q3 2021, opening 37 new positions and adding to 205 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active ESG ETF: 1,500 shares worth $151K.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Direxion Daily S&P 500 Bull 3x ETF, an estimated $604K trimmed.

  • Charter Oak Capital Management's largest Q3 2021 buy was PIMCO Enhanced Short Maturity Active ESG ETF: 1,500 shares worth $151K.
  • Charter Oak Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $3.86M increase.
  • Charter Oak Capital Management's biggest Q3 2021 reduction was Direxion Daily S&P 500 Bull 3x ETF, cutting an estimated $604K.
  • Charter Oak Capital Management fully exited Dow Inc in Q3 2021, selling an estimated $33K.
  • Charter Oak Capital Management's ten largest holdings make up 64% of its $798M portfolio in Q3 2021.
  • Charter Oak Capital Management opened 37 new positions and closed 25 in Q3 2021.
  • Charter Oak Capital Management's portfolio value rose 2.5% quarter-over-quarter to $798M.

Based on Charter Oak Capital Management's 13F filing for Q3 2021, filed 8 Nov 2021.