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Charter Oak Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 13.93%
This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+13.93%
3 Year Est. Return
+39.21%
5 Year Est. Return
+34.61%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$19.4M
Cap. Flow
+$27M
Cap. Flow %
3.38%
Top 10 Hldgs %
63.78%
Holding
917
New
37
Increased
205
Reduced
115
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.86M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.86M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.46M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.48M
5
SUSB icon
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
+$1.52M

Top Sells

Rank Stock Value
1
SPXL icon
Direxion Daily S&P 500 Bull 3x ETF
SPXL
+$604K
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$220K
3
T icon
AT&T
T
+$198K
4
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$194K
5
RESP
WisdomTree U.S. ESG Fund
RESP
+$153K

Sector Composition

Rank Sector Weight
1 Technology 2.33%
2 Healthcare 1.89%
3 Industrials 0.73%
4 Financials 0.68%
5 Consumer Discretionary 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
501
Vanguard Communication Services ETF
VOX
$5.88B
$16K ﹤0.01%
188
– –
ACAD icon
502
Acadia Pharmaceuticals
ACAD
$5.06B
$15K ﹤0.01%
925
– –
ARCC icon
503
Ares Capital
ARCC
$14.3B
$15K ﹤0.01%
724
– –
D icon
504
Dominion Energy
D
$59.1B
$15K ﹤0.01%
207
– –
DSL
505
DoubleLine Income Solutions Fund
DSL
$1.23B
$15K ﹤0.01%
858
– –
F icon
506
Ford
F
$55.8B
$15K ﹤0.01%
1,048
-30
-3% -$408
FE icon
507
FirstEnergy
FE
$27.1B
$15K ﹤0.01%
422
+5
+1% +$190
KHC icon
508
Kraft Heinz
KHC
$29.6B
$15K ﹤0.01%
415
-450
-52% -$16.9K
MRNA icon
509
Moderna
MRNA
$23.9B
$15K ﹤0.01%
38
+1
+3% +$369
PFFR icon
510
InfraCap REIT Preferred ETF
PFFR
$120M
$15K ﹤0.01%
618
– –
PNC icon
511
PNC Financial Services
PNC
$100B
$15K ﹤0.01%
75
– –
QUAL icon
512
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$15K ﹤0.01%
113
+18
+19% +$2.48K
SMG icon
513
ScottsMiracle-Gro
SMG
$3.63B
$15K ﹤0.01%
100
– –
UFPT icon
514
UFP Technologies
UFPT
$2.52B
$15K ﹤0.01%
250
– –
ARKW icon
515
ARK Web x.0 ETF
ARKW
$1.77B
$14K ﹤0.01%
101
– –
BKLN icon
516
Invesco Senior Loan ETF
BKLN
$6.74B
$14K ﹤0.01%
617
– –
HE icon
517
Hawaiian Electric Industries
HE
$2.02B
$14K ﹤0.01%
500
– –
HST icon
518
Host Hotels & Resorts
HST
$15.5B
$14K ﹤0.01%
851
– –
LIT icon
519
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$14K ﹤0.01%
165
+23
+16% +$1.89K
MU icon
520
Micron Technology
MU
$972B
$14K ﹤0.01%
+200
New +$15K
NMG
521
Nouveau Monde Graphite
NMG
$471M
$14K ﹤0.01%
2,500
– –
PFLT icon
522
PennantPark Floating Rate Capital
PFLT
$734M
$14K ﹤0.01%
1,064
– –
POR icon
523
Portland General Electric
POR
$5.66B
$14K ﹤0.01%
300
– –
SAFE
524
Safehold
SAFE
$1.09B
$14K ﹤0.01%
111
– –
NSLR
525
Neostellar Capital Corp
NSLR
$273M
$14K ﹤0.01%
1,063
+602
+131% +$7.91K
19 20
21
22 23

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Charter Oak Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Charter Oak Capital Management held 917 positions worth $798M, up 2.5% from $779M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Charter Oak Capital Management deployed $27M of net new capital in Q3 2021, opening 37 new positions and adding to 205 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active ESG ETF: 1,500 shares worth $151K.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Direxion Daily S&P 500 Bull 3x ETF, an estimated $604K trimmed.

  • Charter Oak Capital Management's largest Q3 2021 buy was PIMCO Enhanced Short Maturity Active ESG ETF: 1,500 shares worth $151K.
  • Charter Oak Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $3.86M increase.
  • Charter Oak Capital Management's biggest Q3 2021 reduction was Direxion Daily S&P 500 Bull 3x ETF, cutting an estimated $604K.
  • Charter Oak Capital Management fully exited Dow Inc in Q3 2021, selling an estimated $33K.
  • Charter Oak Capital Management's ten largest holdings make up 64% of its $798M portfolio in Q3 2021.
  • Charter Oak Capital Management opened 37 new positions and closed 25 in Q3 2021.
  • Charter Oak Capital Management's portfolio value rose 2.5% quarter-over-quarter to $798M.

Based on Charter Oak Capital Management's 13F filing for Q3 2021, filed 8 Nov 2021.