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Charles Schwab Investment Advisory Portfolio holdings

AUM $72.8B
1-Year Est. Return 10.03%
This Fund
S&P 500
This Quarter Est. Return
-3.65%
1 Year Est. Return
+10.03%
3 Year Est. Return
+2.56%
5 Year Est. Return
+28.26%
10 Year Est. Return
+55.17%
AUM
$63.3B
AUM Growth
-$1.16B
Cap. Flow
+$1.25B
Cap. Flow %
1.97%
Top 10 Hldgs %
67.7%
Holding
117
New
4
Increased
54
Reduced
43
Closed
14

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$447M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$371M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$366M
4
PWZ icon
Invesco California AMT-Free Municipal Bond ETF
PWZ
+$113M
5
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$102M

Top Sells

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$397M
2
SCHI icon
Schwab 5-10 Year Corporate Bond ETF
SCHI
+$189M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$97.7M
4
MBB icon
iShares MBS ETF
MBB
+$15.1M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$13.6M

Sector Composition

Rank Sector Weight
1 Technology 0.01%
2 Consumer Discretionary 0%
3 Energy 0%
4 Communication Services 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
101
Nuveen Floating Rate Income Fund
JFR
$1.25B
$200K ﹤0.01%
+24,303
New +$196K
VVR icon
102
Invesco Senior Income Trust
VVR
$457M
$70.8K ﹤0.01%
18,052
+352
+2% +$1.37K
REE
103
DELISTED
REE Automotive
REE
$7.37K ﹤0.01%
1,675
– –
CAT icon
104
Caterpillar
CAT
$393B
– –
-1,170
Closed -$288K
F icon
105
Ford
F
$55.1B
– –
-10,369
Closed -$157K
IUSG icon
106
iShares Core S&P US Growth ETF
IUSG
$33.7B
– –
-29,354
Closed -$2.87M
PGX icon
107
Invesco Preferred ETF
PGX
$3.76B
– –
-14,764
Closed -$168K
SCHO icon
108
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
– –
-88,620
Closed -$2.13M
SCHY icon
109
Schwab International Dividend Equity ETF
SCHY
$2.53B
– –
-12,508
Closed -$299K
SCHZ icon
110
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-412,796
Closed -$9.53M
SCZ icon
111
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-16,642
Closed -$982K
SSO icon
112
ProShares Ultra S&P500
SSO
$8.39B
– –
-8,000
Closed -$233K
T icon
113
AT&T
T
$166B
– –
-11,863
Closed -$189K
TIP icon
114
iShares TIPS Bond ETF
TIP
$14.7B
– –
-2,514
Closed -$271K
VCSH icon
115
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-3,673
Closed -$278K
VGSH icon
116
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-5,293
Closed -$306K
NSL
117
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-15,071
Closed -$69K
1 2 3 4
5

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VAM
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MNG
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Charles Schwab Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Charles Schwab Investment Advisory held 117 positions worth $63.3B, down 1.8% from $64.5B the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Charles Schwab Investment Advisory's Q3 2023 filing shows 4 new, 54 increased, 43 reduced and 14 closed positions. Its largest new stake was Fidelity MSCI Information Technology Index ETF: 1,881 shares worth $231K. The largest sale was Vanguard Tax-Exempt Bond Index Fund, an estimated $397M.

By sector, the portfolio is most concentrated in Technology at 0.01% of assets, up from 0.01% a quarter earlier, followed by Consumer Discretionary and Energy.

  • Charles Schwab Investment Advisory's largest Q3 2023 buy was Fidelity MSCI Information Technology Index ETF: 1,881 shares worth $231K.
  • Charles Schwab Investment Advisory added most to iShares National Muni Bond ETF in Q3 2023, an estimated $447M increase.
  • Charles Schwab Investment Advisory's biggest Q3 2023 reduction was Vanguard Tax-Exempt Bond Index Fund, cutting an estimated $397M.
  • Charles Schwab Investment Advisory fully exited Schwab US Aggregate Bond ETF in Q3 2023, selling an estimated $9.53M.
  • Charles Schwab Investment Advisory's ten largest holdings make up 68% of its $63.3B portfolio in Q3 2023.
  • Charles Schwab Investment Advisory opened 4 new positions and closed 14 in Q3 2023.
  • Charles Schwab Investment Advisory's portfolio value fell 1.8% quarter-over-quarter to $63.3B.

Based on Charles Schwab Investment Advisory's 13F filing for Q3 2023, filed 8 Nov 2023.