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Charles Schwab Investment Advisory Portfolio holdings

AUM $72.8B
1-Year Est. Return 10.03%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+10.03%
3 Year Est. Return
+2.56%
5 Year Est. Return
+28.26%
10 Year Est. Return
+55.17%
AUM
$12.7B
AUM Growth
+$1.78B
Cap. Flow
+$1.38B
Cap. Flow %
10.84%
Top 10 Hldgs %
51.35%
Holding
78
New
7
Increased
40
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$163M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$131M
3
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$117M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$109M
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$107M

Top Sells

Rank Stock Value
1
CXA
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
+$32.8M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.1M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$7.86M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$7.58M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.18M

Sector Composition

Rank Sector Weight
1 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
76
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-43,319
Closed -$869K
CXA
77
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
– –
-1,291,968
Closed -$32.8M
1 2 3
4

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CS
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CAN
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
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MNG
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DPAM
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ICG
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CW
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Charles Schwab Investment Advisory's Q3 2016 Portfolio in Review

As of Q3 2016, Charles Schwab Investment Advisory held 78 positions worth $12.7B, up 16% from $11B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Charles Schwab Investment Advisory deployed $1.38B of net new capital in Q3 2016, opening 7 new positions and adding to 40 existing holdings. Its largest new stake was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.

By sector, the portfolio is most concentrated in Technology at 0% of assets, down from 0% a quarter earlier.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $12.1M trimmed.

  • Charles Schwab Investment Advisory's largest Q3 2016 buy was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.
  • Charles Schwab Investment Advisory added most to Schwab Fundamental US Large Company Index ETF in Q3 2016, an estimated $163M increase.
  • Charles Schwab Investment Advisory's biggest Q3 2016 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $12.1M.
  • Charles Schwab Investment Advisory fully exited SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q3 2016, selling an estimated $32.8M.
  • Charles Schwab Investment Advisory's ten largest holdings make up 51% of its $12.7B portfolio in Q3 2016.
  • Charles Schwab Investment Advisory opened 7 new positions and closed 6 in Q3 2016.
  • Charles Schwab Investment Advisory's portfolio value rose 16% quarter-over-quarter to $12.7B.

Based on Charles Schwab Investment Advisory's 13F filing for Q3 2016, filed 14 Nov 2016.