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CSIA

Charles Schwab Investment Advisory Portfolio holdings

AUM $72.8B
1-Year Est. Return 10.03%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+10.03%
3 Year Est. Return
+2.56%
5 Year Est. Return
+28.26%
10 Year Est. Return
+55.17%
AUM
$12.7B
AUM Growth
+$1.78B
Cap. Flow
+$1.38B
Cap. Flow %
10.84%
Top 10 Hldgs %
51.35%
Holding
78
New
7
Increased
40
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$163M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$131M
3
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$117M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$109M
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$107M

Top Sells

Rank Stock Value
1
CXA
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
+$32.8M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.1M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$7.86M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$7.58M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.18M

Sector Composition

Rank Sector Weight
1 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
51
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$31.7M 0.25%
318,039
-15,068
-5% -$1.47M
CMBS icon
52
iShares CMBS ETF
CMBS
$472M
$28.5M 0.22%
536,509
+3,709
+0.7% +$197K
GLTR icon
53
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$25.2M 0.2%
378,474
-22,463
-6% -$1.52M
PSK icon
54
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$18.3M 0.14%
402,364
-262,611
-39% -$12.1M
MLPA icon
55
Global X MLP ETF
MLPA
$2.28B
$11.7M 0.09%
168,536
+60,297
+56% +$4.16M
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$83.8B
$5.44M 0.04%
75,446
+24,486
+48% +$1.78M
IQDF icon
57
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$4.73M 0.04%
207,758
+77,270
+59% +$1.75M
VNQ icon
58
Vanguard Real Estate ETF
VNQ
$38.3B
$4.3M 0.03%
49,604
+4,902
+11% +$437K
CMF icon
59
iShares California Muni Bond ETF
CMF
$4.62B
$3.08M 0.02%
51,082
+31,798
+165% +$1.93M
VCIT icon
60
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$853K 0.01%
9,520
+5,037
+112% +$451K
BKLN icon
61
Invesco Senior Loan ETF
BKLN
$6.75B
$749K 0.01%
32,265
-28,924
-47% -$670K
SPMB icon
62
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.04B
$523K ﹤0.01%
19,243
+7,016
+57% +$190K
IFGL icon
63
iShares International Developed Real Estate ETF
IFGL
$82.2M
$335K ﹤0.01%
11,108
+2,024
+22% +$61K
SPY icon
64
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$310K ﹤0.01%
+1,437
New +$311K
VTI icon
65
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$272K ﹤0.01%
+2,445
New +$271K
IGOV icon
66
iShares International Treasury Bond ETF
IGOV
$1.53B
$270K ﹤0.01%
+5,380
New +$269K
VGIT icon
67
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$266K ﹤0.01%
+3,980
New +$266K
PFF icon
68
iShares Preferred and Income Securities ETF
PFF
$13.2B
$255K ﹤0.01%
6,465
-15,235
-70% -$608K
STIP icon
69
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$250K ﹤0.01%
+2,473
New +$250K
FAX
70
abrdn Asia-Pacific Income Fund
FAX
$604M
$205K ﹤0.01%
+6,667
New +$208K
ZMLP
71
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$204K ﹤0.01%
1,356
-226
-14% -$34.6K
AAPL icon
72
Apple
AAPL
$4.45T
– –
-9,328
Closed -$223K
DBEF icon
73
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
– –
-17,343
Closed -$433K
HYS icon
74
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-11,563
Closed -$1.12M
IGIB icon
75
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-4,142
Closed -$230K
1 2
3
4

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CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
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CW
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Charles Schwab Investment Advisory's Q3 2016 Portfolio in Review

As of Q3 2016, Charles Schwab Investment Advisory held 78 positions worth $12.7B, up 16% from $11B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Charles Schwab Investment Advisory deployed $1.38B of net new capital in Q3 2016, opening 7 new positions and adding to 40 existing holdings. Its largest new stake was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.

By sector, the portfolio is most concentrated in Technology at 0% of assets, down from 0% a quarter earlier.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $12.1M trimmed.

  • Charles Schwab Investment Advisory's largest Q3 2016 buy was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.
  • Charles Schwab Investment Advisory added most to Schwab Fundamental US Large Company Index ETF in Q3 2016, an estimated $163M increase.
  • Charles Schwab Investment Advisory's biggest Q3 2016 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $12.1M.
  • Charles Schwab Investment Advisory fully exited SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q3 2016, selling an estimated $32.8M.
  • Charles Schwab Investment Advisory's ten largest holdings make up 51% of its $12.7B portfolio in Q3 2016.
  • Charles Schwab Investment Advisory opened 7 new positions and closed 6 in Q3 2016.
  • Charles Schwab Investment Advisory's portfolio value rose 16% quarter-over-quarter to $12.7B.

Based on Charles Schwab Investment Advisory's 13F filing for Q3 2016, filed 14 Nov 2016.