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Charles Schwab Investment Advisory Portfolio holdings

AUM $72.8B
1-Year Est. Return 10.03%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+10.03%
3 Year Est. Return
+2.56%
5 Year Est. Return
+28.26%
10 Year Est. Return
+55.17%
AUM
$12.7B
AUM Growth
+$1.78B
Cap. Flow
+$1.38B
Cap. Flow %
10.84%
Top 10 Hldgs %
51.35%
Holding
78
New
7
Increased
40
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$163M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$131M
3
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$117M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$109M
5
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$107M

Top Sells

Rank Stock Value
1
CXA
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
+$32.8M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.1M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$7.86M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$7.58M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.18M

Sector Composition

Rank Sector Weight
1 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$149M 1.17%
1,328,374
+9,525
+0.7% +$1.07M
PDBC icon
27
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.66B
$133M 1.04%
7,600,959
-220,548
-3% -$3.76M
SCHP icon
28
Schwab US TIPS ETF
SCHP
$16.2B
$131M 1.03%
4,581,936
+1,508,302
+49% +$42.7M
RWR icon
29
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$128M 1.01%
1,318,875
-36,042
-3% -$3.61M
SCHD icon
30
Schwab US Dividend Equity ETF
SCHD
$107B
$119M 0.93%
8,414,616
+2,827,881
+51% +$39.9M
USMV icon
31
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$105M 0.83%
2,314,159
-14,631
-0.6% -$677K
SCZ icon
32
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$105M 0.82%
1,995,370
-107,023
-5% -$5.42M
LQD icon
33
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$98.9M 0.78%
802,990
-419
-0.1% -$51.6K
PRF icon
34
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$90.6M 0.71%
4,838,310
-185,150
-4% -$3.45M
IEI icon
35
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$86.6M 0.68%
684,177
+4,743
+0.7% +$601K
JNK icon
36
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$81M 0.64%
734,942
+96
+0% +$10.4K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$1.03T
$76.8M 0.6%
386,392
-13,603
-3% -$2.7M
DWX icon
38
State Street SPDR S&P International Dividend ETF
DWX
$528M
$75.2M 0.59%
2,042,974
+739,568
+57% +$27M
VTEB icon
39
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$69.5M 0.55%
1,330,531
+633,698
+91% +$33.2M
AGZ icon
40
iShares Agency Bond ETF
AGZ
$564M
$58.3M 0.46%
504,501
+483
+0.1% +$55.8K
TIP icon
41
iShares TIPS Bond ETF
TIP
$14.7B
$55.1M 0.43%
472,742
+11,830
+3% +$1.37M
PXF icon
42
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$54.6M 0.43%
1,486,020
-23,701
-2% -$853K
IWC icon
43
iShares Micro-Cap ETF
IWC
$1.49B
$52.2M 0.41%
669,632
-9,051
-1% -$680K
TFI icon
44
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$49.8M 0.39%
995,329
-55,727
-5% -$2.8M
VWOB icon
45
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$46.9M 0.37%
575,109
-20,946
-4% -$1.7M
PWZ icon
46
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$41.4M 0.32%
+1,556,581
New +$41.7M
PXH icon
47
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$40.4M 0.32%
2,254,362
-431,123
-16% -$7.58M
PRFZ icon
48
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$39.5M 0.31%
1,875,900
-97,445
-5% -$2.01M
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
$37.9M 0.3%
310,047
-11,011
-3% -$1.33M
PDN icon
50
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$35.9M 0.28%
1,287,327
-56,837
-4% -$1.54M
1
2
3 4

Similar funds

CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return

Charles Schwab Investment Advisory's Q3 2016 Portfolio in Review

As of Q3 2016, Charles Schwab Investment Advisory held 78 positions worth $12.7B, up 16% from $11B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Charles Schwab Investment Advisory deployed $1.38B of net new capital in Q3 2016, opening 7 new positions and adding to 40 existing holdings. Its largest new stake was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.

By sector, the portfolio is most concentrated in Technology at 0% of assets, down from 0% a quarter earlier.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $12.1M trimmed.

  • Charles Schwab Investment Advisory's largest Q3 2016 buy was Invesco California AMT-Free Municipal Bond ETF: 1,556,581 shares worth $41.4M.
  • Charles Schwab Investment Advisory added most to Schwab Fundamental US Large Company Index ETF in Q3 2016, an estimated $163M increase.
  • Charles Schwab Investment Advisory's biggest Q3 2016 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $12.1M.
  • Charles Schwab Investment Advisory fully exited SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q3 2016, selling an estimated $32.8M.
  • Charles Schwab Investment Advisory's ten largest holdings make up 51% of its $12.7B portfolio in Q3 2016.
  • Charles Schwab Investment Advisory opened 7 new positions and closed 6 in Q3 2016.
  • Charles Schwab Investment Advisory's portfolio value rose 16% quarter-over-quarter to $12.7B.

Based on Charles Schwab Investment Advisory's 13F filing for Q3 2016, filed 14 Nov 2016.