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CFS

CGC Financial Services Portfolio holdings

AUM $445M
1-Year Est. Return 17.73%
This Fund
S&P 500
This Quarter Est. Return
-3.17%
1 Year Est. Return
+17.73%
3 Year Est. Return
+41.06%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$10.8M
Cap. Flow
-$5.92M
Cap. Flow %
-4.14%
Top 10 Hldgs %
84.22%
Holding
369
New
10
Increased
12
Reduced
51
Closed
31

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$822K
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$34.8K
3
STLD icon
Steel Dynamics
STLD
+$23.7K
4
BKIE icon
BNY Mellon International Equity ETF
BKIE
+$23.7K
5
DDD icon
3D Systems Corp
DDD
+$21.4K

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.18M
2
UMAR icon
Innovator US Equity Ultra Buffer ETF March
UMAR
+$839K
3
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$711K
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$689K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$400K

Sector Composition

Rank Sector Weight
1 Technology 3.5%
2 Consumer Discretionary 2.07%
3 Healthcare 1.2%
4 Industrials 0.82%
5 Consumer Staples 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVRR icon
351
Fiverr
FVRR
$339M
– –
-15
Closed -$390
IWN icon
352
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-6
Closed -$845
NET icon
353
Cloudflare
NET
$107B
– –
-21
Closed -$1.37K
NMZ icon
354
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
– –
-1,717
Closed -$18.1K
NVDA icon
355
NVIDIA
NVDA
$5.42T
– –
-490
Closed -$20.7K
PGX icon
356
Invesco Preferred ETF
PGX
$3.79B
– –
-34
Closed -$387
RIO icon
357
Rio Tinto
RIO
$164B
– –
-40
Closed -$2.55K
RMBS icon
358
Rambus
RMBS
$11B
– –
-25
Closed -$1.6K
ROKU icon
359
Roku
ROKU
$22.7B
– –
-20
Closed -$1.28K
SCHW
360
Charles Schwab
SCHW
$187B
– –
-1,346
Closed -$76.3K
SENS icon
361
Senseonics Holdings Inc
SENS
$366M
– –
-13
Closed -$191
SQNS
362
Sequans Communications SA
SQNS
$41.3M
– –
-4
Closed -$223
TTD icon
363
Trade Desk
TTD
$6.49B
– –
-110
Closed -$8.49K
TWLO icon
364
Twilio
TWLO
$36.6B
– –
-16
Closed -$1.02K
UPST icon
365
Upstart Holdings
UPST
$3.03B
– –
-75
Closed -$2.69K
WVVI icon
366
Willamette Valley Vineyards
WVVI
$11.9M
– –
-144
Closed -$821
XPEV icon
367
XPeng
XPEV
$11.6B
– –
-82
Closed -$1.1K
DJT icon
368
Trump Media & Technology Group
DJT
$2.83B
– –
-30
Closed -$377
NVTA
369
DELISTED
Invitae Corporation
NVTA
– –
-15
Closed -$17
11 12 13 14
15

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CGC Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, CGC Financial Services held 369 positions worth $143M, down 7% from $154M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

CGC Financial Services withdrew a net $5.92M in Q3 2023, closing 31 positions and reducing 51 holdings. Its most notable exit was Charles Schwab, an estimated $76.3K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, CGC Financial Services opened a new position in Innovator US Equity Ultra Buffer ETF September worth $813K.

  • CGC Financial Services's largest Q3 2023 buy was Innovator US Equity Ultra Buffer ETF September: 27,789 shares worth $813K.
  • CGC Financial Services added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $34.8K increase.
  • CGC Financial Services's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $1.18M.
  • CGC Financial Services fully exited Charles Schwab in Q3 2023, selling an estimated $76.3K.
  • CGC Financial Services's ten largest holdings make up 84% of its $143M portfolio in Q3 2023.
  • CGC Financial Services opened 10 new positions and closed 31 in Q3 2023.
  • CGC Financial Services's portfolio value fell 7% quarter-over-quarter to $143M.

Based on CGC Financial Services's 13F filing for Q3 2023, filed 25 Oct 2023.