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CFS

CGC Financial Services Portfolio holdings

AUM $445M
1-Year Est. Return 17.73%
This Fund
S&P 500
This Quarter Est. Return
-3.17%
1 Year Est. Return
+17.73%
3 Year Est. Return
+41.06%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$10.8M
Cap. Flow
-$5.92M
Cap. Flow %
-4.14%
Top 10 Hldgs %
84.22%
Holding
369
New
10
Increased
12
Reduced
51
Closed
31

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$822K
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$34.8K
3
STLD icon
Steel Dynamics
STLD
+$23.7K
4
BKIE icon
BNY Mellon International Equity ETF
BKIE
+$23.7K
5
DDD icon
3D Systems Corp
DDD
+$21.4K

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.18M
2
UMAR icon
Innovator US Equity Ultra Buffer ETF March
UMAR
+$839K
3
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$711K
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$689K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$400K

Sector Composition

Rank Sector Weight
1 Technology 3.5%
2 Consumer Discretionary 2.07%
3 Healthcare 1.2%
4 Industrials 0.82%
5 Consumer Staples 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONL
326
Orion Office REIT
ONL
$148M
$120 ﹤0.01%
23
– –
IQ icon
327
iQIYI
IQ
$1.24B
$119 ﹤0.01%
25
– –
PTON icon
328
Peloton Interactive
PTON
$2.38B
$116 ﹤0.01%
23
– –
AVNS
329
DELISTED
Avanos Medical
AVNS
$101 ﹤0.01%
5
– –
AMWL icon
330
American Well
AMWL
$220M
$90 ﹤0.01%
4
– –
NIO icon
331
NIO
NIO
$11.5B
$90 ﹤0.01%
10
– –
OABI icon
332
OmniAb
OABI
$325M
$73 ﹤0.01%
14
-2
-13% -$11
SRTA
333
Strata Critical Medical Inc
SRTA
$495M
$65 ﹤0.01%
25
– –
OESX icon
334
Orion Energy Systems
OESX
$71.3M
$63 ﹤0.01%
5
– –
LGO
335
Largo
LGO
$67.7M
$57 ﹤0.01%
20
– –
ICLN icon
336
iShares Global Clean Energy ETF
ICLN
$2.37B
$44 ﹤0.01%
+3
New +$50
VIVS
337
VivoSim Labs
VIVS
$1.15M
$26 ﹤0.01%
2
– –
XP icon
338
XP
XP
$8.62B
$23 ﹤0.01%
1
– –
AMD icon
339
Advanced Micro Devices
AMD
$798B
– –
-50
Closed -$5.7K
ANET icon
340
Arista Networks
ANET
$242B
– –
-124
Closed -$5.02K
AXON
341
Axon Enterprise
AXON
$42.1B
– –
-74
Closed -$14.4K
COLB icon
342
Columbia Banking Systems
COLB
$8.78B
– –
-3
Closed -$61
CRWD icon
343
CrowdStrike
CRWD
$211B
– –
-84
Closed -$3.08K
DDOG icon
344
Datadog
DDOG
$81.6B
– –
-70
Closed -$6.89K
DOCN icon
345
DigitalOcean
DOCN
$14.4B
– –
-100
Closed -$4.01K
DOCU
346
DocuSign
DOCU
$10.9B
– –
-21
Closed -$1.07K
EHI
347
Western Asset Global High Income Fund
EHI
$177M
– –
-8,017
Closed -$58.4K
EOD
348
Allspring Global Dividend Opportunity Fund
EOD
$283M
– –
-8,498
Closed -$37K
FFC
349
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
– –
-1,731
Closed -$23.8K
FLGT icon
350
Fulgent Genetics
FLGT
$510M
– –
-53
Closed -$1.96K
11 12 13
14
15

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BI
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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return

CGC Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, CGC Financial Services held 369 positions worth $143M, down 7% from $154M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

CGC Financial Services withdrew a net $5.92M in Q3 2023, closing 31 positions and reducing 51 holdings. Its most notable exit was Charles Schwab, an estimated $76.3K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, CGC Financial Services opened a new position in Innovator US Equity Ultra Buffer ETF September worth $813K.

  • CGC Financial Services's largest Q3 2023 buy was Innovator US Equity Ultra Buffer ETF September: 27,789 shares worth $813K.
  • CGC Financial Services added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $34.8K increase.
  • CGC Financial Services's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $1.18M.
  • CGC Financial Services fully exited Charles Schwab in Q3 2023, selling an estimated $76.3K.
  • CGC Financial Services's ten largest holdings make up 84% of its $143M portfolio in Q3 2023.
  • CGC Financial Services opened 10 new positions and closed 31 in Q3 2023.
  • CGC Financial Services's portfolio value fell 7% quarter-over-quarter to $143M.

Based on CGC Financial Services's 13F filing for Q3 2023, filed 25 Oct 2023.