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CFS

CGC Financial Services Portfolio holdings

AUM $445M
1-Year Est. Return 17.73%
This Fund
S&P 500
This Quarter Est. Return
-3.17%
1 Year Est. Return
+17.73%
3 Year Est. Return
+41.06%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$10.8M
Cap. Flow
-$5.92M
Cap. Flow %
-4.14%
Top 10 Hldgs %
84.22%
Holding
369
New
10
Increased
12
Reduced
51
Closed
31

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$822K
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$34.8K
3
STLD icon
Steel Dynamics
STLD
+$23.7K
4
BKIE icon
BNY Mellon International Equity ETF
BKIE
+$23.7K
5
DDD icon
3D Systems Corp
DDD
+$21.4K

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.18M
2
UMAR icon
Innovator US Equity Ultra Buffer ETF March
UMAR
+$839K
3
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$711K
4
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$689K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$400K

Sector Composition

Rank Sector Weight
1 Technology 3.5%
2 Consumer Discretionary 2.07%
3 Healthcare 1.2%
4 Industrials 0.82%
5 Consumer Staples 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMAR icon
226
Innovator US Equity Ultra Buffer ETF March
UMAR
$195M
$3.46K ﹤0.01%
116
-27,838
-100% -$839K
NFLX icon
227
Netflix
NFLX
$307B
$3.4K ﹤0.01%
90
– –
PSX icon
228
Phillips 66
PSX
$82.4B
$3.36K ﹤0.01%
28
– –
AVA icon
229
Avista
AVA
$3.22B
$3.24K ﹤0.01%
100
– –
ENR icon
230
Energizer
ENR
$1.48B
$3.2K ﹤0.01%
100
– –
LUV icon
231
Southwest Airlines
LUV
$23B
$3.2K ﹤0.01%
118
– –
CCL icon
232
Carnival Corporation Ltd
CCL
$39.4B
$3.1K ﹤0.01%
226
– –
BABA icon
233
Alibaba
BABA
$304B
$3.04K ﹤0.01%
35
-5
-13% -$458
KMB icon
234
Kimberly-Clark
KMB
$36.1B
$3.02K ﹤0.01%
25
– –
IQM icon
235
Franklin Intelligent Machines ETF
IQM
$107M
$3.01K ﹤0.01%
+68
New +$3.2K
ZTS icon
236
Zoetis
ZTS
$32.4B
$2.96K ﹤0.01%
17
– –
EXEL icon
237
Exelixis
EXEL
$13.1B
$2.8K ﹤0.01%
128
– –
SHOP icon
238
Shopify
SHOP
$191B
$2.73K ﹤0.01%
50
– –
DIA icon
239
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$2.68K ﹤0.01%
8
– –
GEHC icon
240
GE HealthCare
GEHC
$31.8B
$2.65K ﹤0.01%
39
– –
DTM icon
241
DT Midstream
DTM
$13.6B
$2.65K ﹤0.01%
50
– –
OGN icon
242
Organon & Co
OGN
$3.56B
$2.56K ﹤0.01%
148
– –
BEKE icon
243
KE Holdings
BEKE
$18.7B
$2.53K ﹤0.01%
163
– –
UNH icon
244
UnitedHealth
UNH
$367B
$2.52K ﹤0.01%
5
– –
PYPL icon
245
PayPal
PYPL
$51.1B
$2.46K ﹤0.01%
42
– –
HLN icon
246
Haleon
HLN
$44.2B
$2.44K ﹤0.01%
293
– –
LCID icon
247
Lucid Motors
LCID
$2.75B
$2.29K ﹤0.01%
41
– –
DBC icon
248
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2.27K ﹤0.01%
91
– –
ILMN icon
249
Illumina
ILMN
$29.3B
$2.2K ﹤0.01%
16
– –
LLY icon
250
Eli Lilly
LLY
$1.06T
$2.15K ﹤0.01%
4
– –
8 9
10
11 12

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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
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CMP
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CGC Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, CGC Financial Services held 369 positions worth $143M, down 7% from $154M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

CGC Financial Services withdrew a net $5.92M in Q3 2023, closing 31 positions and reducing 51 holdings. Its most notable exit was Charles Schwab, an estimated $76.3K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, CGC Financial Services opened a new position in Innovator US Equity Ultra Buffer ETF September worth $813K.

  • CGC Financial Services's largest Q3 2023 buy was Innovator US Equity Ultra Buffer ETF September: 27,789 shares worth $813K.
  • CGC Financial Services added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $34.8K increase.
  • CGC Financial Services's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $1.18M.
  • CGC Financial Services fully exited Charles Schwab in Q3 2023, selling an estimated $76.3K.
  • CGC Financial Services's ten largest holdings make up 84% of its $143M portfolio in Q3 2023.
  • CGC Financial Services opened 10 new positions and closed 31 in Q3 2023.
  • CGC Financial Services's portfolio value fell 7% quarter-over-quarter to $143M.

Based on CGC Financial Services's 13F filing for Q3 2023, filed 25 Oct 2023.