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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.85%
AUM
$2.62B
AUM Growth
+$898M
Cap. Flow
+$862M
Cap. Flow %
32.93%
Top 10 Hldgs %
19.12%
Holding
1,054
New
222
Increased
728
Reduced
69
Closed
23

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$35.7M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$35.6M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$20.8M
4
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$17.6M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.98M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$1.12M
4
EMC
EMC CORPORATION
EMC
+$942K
5
IYE icon
iShares US Energy ETF
IYE
+$762K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Technology 4.91%
3 Energy 4.88%
4 Healthcare 4.21%
5 Industrials 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAT icon
1001
Nordic American Tanker
NAT
$1.37B
$110K ﹤0.01%
10,987
+605
+6% +$7.03K
HAPN
1002
Happen Inc
HAPN
$2.08B
$109K ﹤0.01%
+3,540
New +$91.9K
SELF
1003
Global Self Storage
SELF
$57.7M
$109K ﹤0.01%
20,704
-11,155
-35% -$62.1K
GAB icon
1004
Gabelli Equity Trust
GAB
$1.74B
$104K ﹤0.01%
18,994
+115
+0.6% +$634
GORO icon
1005
Goldgroup Mining Inc.
GORO
$151M
$101K ﹤0.01%
13,666
+333
+2% +$1.97K
DSU icon
1006
BlackRock Debt Strategies Fund
DSU
$591M
$98K ﹤0.01%
8,984
-513
-5% -$5.61K
EXG icon
1007
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$92K ﹤0.01%
+10,629
New +$93.5K
CART
1008
DELISTED
Carolina Trust BancShares
CART
$92K ﹤0.01%
+15,000
New +$91.2K
GER
1009
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$91K ﹤0.01%
1,396
-529
-27% -$33.9K
FAX
1010
abrdn Asia-Pacific Income Fund
FAX
$590M
$86K ﹤0.01%
2,808
+668
+31% +$20.8K
ELNK
1011
DELISTED
EarthLink Holdings Corp.
ELNK
$82K ﹤0.01%
+13,150
New +$85.1K
MMT
1012
Aberdeen Multi-Market Income Fund
MMT
$237M
$78K ﹤0.01%
+12,764
New +$78.4K
BRW
1013
Saba Capital Income & Opportunities Fund
BRW
$336M
$76K ﹤0.01%
7,207
-595
-8% -$6.2K
NCZ
1014
Virtus Convertible & Income Fund II
NCZ
$289M
$73K ﹤0.01%
3,071
+514
+20% +$11.8K
SVU
1015
DELISTED
SUPERVALU Inc.
SVU
$71K ﹤0.01%
2,037
-323
-14% -$11.4K
CHKR
1016
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$69K ﹤0.01%
32,674
+18,117
+124% +$38.4K
MTW icon
1017
Manitowoc
MTW
$516M
$53K ﹤0.01%
2,755
-69
-2% -$1.39K
IPWR icon
1018
Ideal Power
IPWR
$65.4M
$52K ﹤0.01%
+1,000
New +$51.4K
SAND
1019
DELISTED
Sandstorm Gold
SAND
$52K ﹤0.01%
10,250
– –
SPHS
1020
DELISTED
Sophiris Bio, Inc.
SPHS
$46K ﹤0.01%
+15,000
New +$56.4K
AEG icon
1021
Aegon
AEG
$13.5B
$45K ﹤0.01%
+15,321
New +$45.7K
CLDX icon
1022
Celldex Therapeutics
CLDX
$2.77B
$44K ﹤0.01%
726
+47
+7% +$2.93K
TNK icon
1023
Teekay Tankers
TNK
$2.63B
$25K ﹤0.01%
+1,250
New +$28K
WTI icon
1024
W&T Offshore
WTI
$545M
$22K ﹤0.01%
12,377
+730
+6% +$1.38K
SDT
1025
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$19K ﹤0.01%
13,835
+632
+5% +$1.16K
39 40
41
42 43

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisor Networks held 1,054 positions worth $2.62B, up 52% from $1.72B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisor Networks deployed $862M of net new capital in Q3 2016, opening 222 new positions and adding to 728 existing holdings. Its largest new stake was NYLI Hedge Multi-Strategy Tracker ETF: 178,748 shares worth $5.24M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $6.4M trimmed.

  • Cetera Advisor Networks's largest Q3 2016 buy was NYLI Hedge Multi-Strategy Tracker ETF: 178,748 shares worth $5.24M.
  • Cetera Advisor Networks added most to Invesco FTSE RAFI US 1000 ETF in Q3 2016, an estimated $35.7M increase.
  • Cetera Advisor Networks's biggest Q3 2016 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $6.4M.
  • Cetera Advisor Networks fully exited EMC CORPORATION in Q3 2016, selling an estimated $942K.
  • Cetera Advisor Networks's ten largest holdings make up 19% of its $2.62B portfolio in Q3 2016.
  • Cetera Advisor Networks opened 222 new positions and closed 23 in Q3 2016.
  • Cetera Advisor Networks's portfolio value rose 52% quarter-over-quarter to $2.62B.

Based on Cetera Advisor Networks's 13F filing for Q3 2016, filed 15 Nov 2016.