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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.85%
AUM
$2.62B
AUM Growth
+$898M
Cap. Flow
+$862M
Cap. Flow %
32.93%
Top 10 Hldgs %
19.12%
Holding
1,054
New
222
Increased
728
Reduced
69
Closed
23

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$35.7M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$35.6M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$20.8M
4
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$17.6M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.98M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$1.12M
4
EMC
EMC CORPORATION
EMC
+$942K
5
IYE icon
iShares US Energy ETF
IYE
+$762K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Technology 4.91%
3 Energy 4.88%
4 Healthcare 4.21%
5 Industrials 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIE
901
Virtus Equity & Convertible Income Fund
NIE
$718M
$220K 0.01%
+11,752
New +$223K
FNX icon
902
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$219K 0.01%
+4,152
New +$218K
IMCV icon
903
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$219K 0.01%
+4,902
New +$215K
CG icon
904
Carlyle Group
CG
$16.3B
$218K 0.01%
13,984
+3,519
+34% +$56.7K
HTGC icon
905
Hercules Capital
HTGC
$2.94B
$217K 0.01%
+16,036
New +$214K
EVV
906
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$216K 0.01%
15,781
+3,024
+24% +$41.3K
HPI
907
John Hancock Preferred Income Fund
HPI
$428M
$216K 0.01%
+9,645
New +$220K
AGR
908
DELISTED
Avangrid, Inc.
AGR
$216K 0.01%
+5,177
New +$226K
DRE
909
DELISTED
Duke Realty Corp.
DRE
$216K 0.01%
+7,908
New +$218K
AMP icon
910
Ameriprise Financial
AMP
$46.8B
$215K 0.01%
+2,150
New +$208K
IVR icon
911
Invesco Mortgage Capital
IVR
$776M
$215K 0.01%
+1,409
New +$212K
SLYG icon
912
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$215K 0.01%
+4,488
New +$210K
YORW icon
913
York Water
YORW
$505M
$215K 0.01%
+7,249
New +$216K
BSCH
914
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$215K 0.01%
9,473
+500
+6% +$11.3K
MD icon
915
Pediatrix Medical
MD
$2.16B
$214K 0.01%
+3,223
New +$220K
MFC icon
916
Manulife Financial
MFC
$72.6B
$214K 0.01%
15,172
+1,522
+11% +$20.7K
SPGI icon
917
S&P Global
SPGI
$126B
$214K 0.01%
+1,693
New +$203K
QGENF
918
DELISTED
QIAGEN NV
QGENF
$214K 0.01%
+7,796
New +$214K
EXR icon
919
Extra Space Storage
EXR
$31.2B
$212K 0.01%
+2,668
New +$225K
IHF icon
920
iShares US Healthcare Providers ETF
IHF
$1.18B
$212K 0.01%
8,530
-3,590
-30% -$90.3K
STWD icon
921
Starwood Property Trust
STWD
$6.12B
$212K 0.01%
+9,418
New +$208K
WU icon
922
Western Union
WU
$2.57B
$212K 0.01%
+10,183
New +$209K
ISCV icon
923
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$211K 0.01%
+4,860
New +$206K
LAZ icon
924
Lazard
LAZ
$4.37B
$211K 0.01%
+5,810
New +$203K
TLH icon
925
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$211K 0.01%
+1,455
New +$212K
35 36
37
38 39

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisor Networks held 1,054 positions worth $2.62B, up 52% from $1.72B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisor Networks deployed $862M of net new capital in Q3 2016, opening 222 new positions and adding to 728 existing holdings. Its largest new stake was NYLI Hedge Multi-Strategy Tracker ETF: 178,748 shares worth $5.24M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $6.4M trimmed.

  • Cetera Advisor Networks's largest Q3 2016 buy was NYLI Hedge Multi-Strategy Tracker ETF: 178,748 shares worth $5.24M.
  • Cetera Advisor Networks added most to Invesco FTSE RAFI US 1000 ETF in Q3 2016, an estimated $35.7M increase.
  • Cetera Advisor Networks's biggest Q3 2016 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $6.4M.
  • Cetera Advisor Networks fully exited EMC CORPORATION in Q3 2016, selling an estimated $942K.
  • Cetera Advisor Networks's ten largest holdings make up 19% of its $2.62B portfolio in Q3 2016.
  • Cetera Advisor Networks opened 222 new positions and closed 23 in Q3 2016.
  • Cetera Advisor Networks's portfolio value rose 52% quarter-over-quarter to $2.62B.

Based on Cetera Advisor Networks's 13F filing for Q3 2016, filed 15 Nov 2016.