We are live on ! Find out more
CAN

Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.85%
AUM
$1.47B
AUM Growth
-$53.9M
Cap. Flow
-$30.6M
Cap. Flow %
-2.08%
Top 10 Hldgs %
19.47%
Holding
880
New
82
Increased
382
Reduced
320
Closed
59

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.03M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.75M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.41M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$3.76M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$5.82M
2
VTV icon
Vanguard Value ETF
VTV
+$3.68M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$3.27M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.6M

Sector Composition

Rank Sector Weight
1 Energy 8.2%
2 Technology 6.69%
3 Financials 6.18%
4 Healthcare 5.87%
5 Consumer Staples 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
776
PIMCO Income Strategy Fund II
PFN
$695M
$143K 0.01%
13,643
+197
+1% +$2.13K
CYS
777
DELISTED
CYS Investments Inc.
CYS
$141K 0.01%
17,265
-4,334
-20% -$39.1K
HYT icon
778
BlackRock Corporate High Yield Fund
HYT
$1.36B
$140K 0.01%
12,014
+1,438
+14% +$17.3K
DSU icon
779
BlackRock Debt Strategies Fund
DSU
$591M
$138K 0.01%
12,065
-130
-1% -$1.55K
PSP icon
780
Invesco Global Listed Private Equity ETF
PSP
$228M
$137K 0.01%
+2,463
New +$146K
SUSQ
781
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$135K 0.01%
13,544
+66
+0.5% +$680
HK
782
DELISTED
Halcon Resources Corporation
HK
$135K 0.01%
198
-26
-12% -$25.4K
CLNE icon
783
Clean Energy Fuels
CLNE
$447M
$133K 0.01%
17,077
-3,600
-17% -$35.2K
JQC icon
784
Nuveen Credit Strategies Income Fund
JQC
$702M
$132K 0.01%
14,728
-4,300
-23% -$39K
ETJ
785
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$130K 0.01%
11,050
-21,000
-66% -$244K
MMT
786
Aberdeen Multi-Market Income Fund
MMT
$237M
$125K 0.01%
19,462
+500
+3% +$3.25K
RAD
787
DELISTED
Rite Aid Corporation
RAD
$125K 0.01%
1,300
+569
+78% +$73.5K
RF icon
788
Regions Financial
RF
$26.3B
$124K 0.01%
12,464
-7,044
-36% -$71.9K
HTY
789
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$124K 0.01%
+10,001
New +$126K
EMD
790
DELISTED
Western Asset Emerging Markets
EMD
$122K 0.01%
+10,200
New +$129K
TLPH icon
791
Talphera
TLPH
$70.1M
$121K 0.01%
1,085
+314
+41% +$49.4K
PDLI
792
DELISTED
PDL BioPharma, Inc.
PDLI
$121K 0.01%
16,129
– –
BRW
793
Saba Capital Income & Opportunities Fund
BRW
$338M
$115K 0.01%
10,408
– –
HALO icon
794
Halozyme
HALO
$9.72B
$107K 0.01%
+11,700
New +$111K
RQI icon
795
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$105K 0.01%
10,105
-13,000
-56% -$145K
RSO
796
DELISTED
Resource Capital Corp.
RSO
$105K 0.01%
5,425
– –
JTP
797
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$105K 0.01%
12,856
+67
+0.5% +$559
DHF
798
BNY Mellon High Yield Strategies Fund
DHF
$171M
$104K 0.01%
28,166
+3,169
+13% +$12.8K
WPRT
799
Westport Fuel Systems
WPRT
$36.4M
$104K 0.01%
+1,005
New +$151K
MNKD icon
800
MannKind Corp
MNKD
$1.28B
$100K 0.01%
3,361
+100
+3% +$3.95K
30 31
32
33 34

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisor Networks held 880 positions worth $1.47B, down 3.5% from $1.52B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisor Networks's Q3 2014 filing shows 82 new, 382 increased, 320 reduced and 59 closed positions. Its largest new stake was First Trust Capital Strength ETF: 43,651 shares worth $1.55M. The largest sale was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $5.82M.

By sector, the portfolio is most concentrated in Energy at 8.2% of assets, up from 8.2% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisor Networks's largest Q3 2014 buy was First Trust Capital Strength ETF: 43,651 shares worth $1.55M.
  • Cetera Advisor Networks added most to Invesco S&P 500 Equal Weight ETF in Q3 2014, an estimated $5.03M increase.
  • Cetera Advisor Networks's biggest Q3 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $5.82M.
  • Cetera Advisor Networks fully exited Westmoreland Coal Company in Q3 2014, selling an estimated $716K.
  • Cetera Advisor Networks's ten largest holdings make up 19% of its $1.47B portfolio in Q3 2014.
  • Cetera Advisor Networks opened 82 new positions and closed 59 in Q3 2014.
  • Cetera Advisor Networks's portfolio value fell 3.5% quarter-over-quarter to $1.47B.

Based on Cetera Advisor Networks's 13F filing for Q3 2014, filed 21 Nov 2014.