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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.85%
AUM
$1.31B
AUM Growth
+$153M
Cap. Flow
+$73.8M
Cap. Flow %
5.64%
Top 10 Hldgs %
21.13%
Holding
806
New
118
Increased
381
Reduced
221
Closed
45

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.79M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.99M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.62M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.49M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.25M

Top Sells

Rank Stock Value
1
IWV icon
iShares Russell 3000 ETF
IWV
+$10.4M
2
ICF icon
iShares Select U.S. REIT ETF
ICF
+$5.98M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.18M
4
AAPL icon
Apple
AAPL
+$3.3M
5
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.12M

Sector Composition

Rank Sector Weight
1 Energy 8.7%
2 Technology 6.91%
3 Healthcare 5.95%
4 Financials 5.93%
5 Consumer Staples 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
701
Swiss Helvetia Fund
SWZ
$76.3M
$186K 0.01%
13,256
+769
+6% +$10.9K
ROIC
702
DELISTED
Retail Opportunity Investments Corp.
ROIC
$185K 0.01%
12,500
+400
+3% +$5.81K
CHY
703
Calamos Convertible and High Income Fund
CHY
$1.03B
$184K 0.01%
+14,301
New +$183K
KFN
704
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$184K 0.01%
15,013
-14,024
-48% -$144K
VTA
705
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$182K 0.01%
+14,024
New +$177K
HTGC icon
706
Hercules Capital
HTGC
$2.94B
$177K 0.01%
10,748
-175
-2% -$2.82K
IGR
707
CBRE Global Real Estate Income Fund
IGR
$712M
$174K 0.01%
21,968
+10,600
+93% +$85.4K
NCA icon
708
Nuveen California Municipal Value Fund
NCA
$299M
$174K 0.01%
18,975
+5,750
+43% +$52.8K
FCRD
709
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$166K 0.01%
+10,065
New +$164K
ETW
710
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$165K 0.01%
13,689
+416
+3% +$4.92K
RF icon
711
Regions Financial
RF
$26.3B
$161K 0.01%
16,322
-7,688
-32% -$74K
HYT icon
712
BlackRock Corporate High Yield Fund
HYT
$1.36B
$160K 0.01%
+13,179
New +$157K
PDLI
713
DELISTED
PDL BioPharma, Inc.
PDLI
$153K 0.01%
18,290
-600
-3% -$5.06K
PDT
714
John Hancock Premium Dividend Fund
PDT
$634M
$149K 0.01%
+12,934
New +$155K
JQC icon
715
Nuveen Credit Strategies Income Fund
JQC
$702M
$148K 0.01%
15,218
+5,100
+50% +$47.9K
MIN
716
Aberdeen Intermediate Income Fund
MIN
$273M
$145K 0.01%
28,021
-7,151
-20% -$37.3K
NKX icon
717
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$144K 0.01%
11,868
+1,000
+9% +$12.2K
HK
718
DELISTED
Halcon Resources Corporation
HK
$142K 0.01%
214
-25
-10% -$19.4K
NRF
719
DELISTED
NorthStar Realty Finance Corp.
NRF
$136K 0.01%
5,151
-4,229
-45% -$85.4K
SIL icon
720
Global X Silver Miners ETF NEW
SIL
$4.08B
$135K 0.01%
+4,021
New +$144K
HBAN icon
721
Huntington Bancshares
HBAN
$35.1B
$134K 0.01%
13,859
-4,638
-25% -$41.7K
PBT
722
Permian Basin Royalty Trust
PBT
$1.36B
$133K 0.01%
10,348
-1,010
-9% -$14.4K
HIX
723
Western Asset High Income Fund II
HIX
$352M
$130K 0.01%
+14,204
New +$131K
CLMS
724
DELISTED
Calamos Asset Management, Inc.
CLMS
$130K 0.01%
+10,900
New +$114K
XRX icon
725
Xerox
XRX
$337M
$127K 0.01%
4,027
-542
-12% -$15.6K
27 28
29
30 31

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q4 2013 Portfolio in Review

As of Q4 2013, Cetera Advisor Networks held 806 positions worth $1.31B, up 13% from $1.16B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisor Networks deployed $73.8M of net new capital in Q4 2013, opening 118 new positions and adding to 381 existing holdings. Its largest new stake was iShares MSCI EAFE Small-Cap ETF: 50,520 shares worth $2.57M.

By sector, the portfolio is most concentrated in Energy at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Russell 3000 ETF, an estimated $10.4M trimmed.

  • Cetera Advisor Networks's largest Q4 2013 buy was iShares MSCI EAFE Small-Cap ETF: 50,520 shares worth $2.57M.
  • Cetera Advisor Networks added most to iShares MSCI EAFE ETF in Q4 2013, an estimated $6.79M increase.
  • Cetera Advisor Networks's biggest Q4 2013 reduction was iShares Russell 3000 ETF, cutting an estimated $10.4M.
  • Cetera Advisor Networks fully exited MFS SPECIAL VALUE TRUST in Q4 2013, selling an estimated $2.67M.
  • Cetera Advisor Networks's ten largest holdings make up 21% of its $1.31B portfolio in Q4 2013.
  • Cetera Advisor Networks opened 118 new positions and closed 45 in Q4 2013.
  • Cetera Advisor Networks's portfolio value rose 13% quarter-over-quarter to $1.31B.

Based on Cetera Advisor Networks's 13F filing for Q4 2013, filed 12 Feb 2014.