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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.86%
AUM
$1.16B
AUM Growth
+$150M
Cap. Flow
+$116M
Cap. Flow %
10.04%
Top 10 Hldgs %
22.16%
Holding
717
New
114
Increased
356
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IWV icon
iShares Russell 3000 ETF
IWV
+$12.3M
2
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$11.4M
3
ICF icon
iShares Select U.S. REIT ETF
ICF
+$7.85M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.57M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.11M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.47M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.4M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.68M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$2.52M
5
VER
VEREIT, Inc.
VER
+$2.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.02%
2 Energy 9.65%
3 Technology 7.21%
4 Healthcare 6.29%
5 Financials 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
651
Huntington Bancshares
HBAN
$33.8B
$151K 0.01%
18,497
-7,777
-30% -$65.7K
ETW
652
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$150K 0.01%
13,273
– –
PDLI
653
DELISTED
PDL BioPharma, Inc.
PDLI
$150K 0.01%
18,890
+500
+3% +$4.02K
MUA icon
654
BlackRock MuniAssets Fund
MUA
$646M
$149K 0.01%
+12,467
New +$148K
NMZ icon
655
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.99B
$139K 0.01%
+11,900
New +$138K
NKX icon
656
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$607M
$134K 0.01%
10,868
-2,592
-19% -$31.9K
BCF
657
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$131K 0.01%
14,504
-600
-4% -$5.41K
EMD
658
DELISTED
Western Asset Emerging Markets
EMD
$130K 0.01%
10,000
-300
-3% -$3.75K
XRX icon
659
Xerox
XRX
$454M
$123K 0.01%
+4,569
New +$120K
NCA icon
660
Nuveen California Municipal Value Fund
NCA
$284M
$122K 0.01%
13,225
– –
OIA icon
661
Invesco Municipal Income Opportunities Trust
OIA
$273M
$122K 0.01%
19,400
+5,500
+40% +$34.3K
JTP
662
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$114K 0.01%
14,964
+1,877
+14% +$14.6K
SGL
663
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$107K 0.01%
+11,446
New +$105K
PFN
664
PIMCO Income Strategy Fund II
PFN
$642M
$106K 0.01%
10,354
-3,309
-24% -$33.5K
ADAM
665
Adamas Trust
ADAM
$805M
$104K 0.01%
4,156
– –
CMK
666
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$101K 0.01%
+12,642
New +$102K
SIRI icon
667
SiriusXM
SIRI
$9.95B
$100K 0.01%
2,508
+6
+0.2% +$223
ONCT
668
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$98K 0.01%
36
+2
+6% +$9.95K
JQC icon
669
Nuveen Credit Strategies Income Fund
JQC
$687M
$96K 0.01%
+10,118
New +$98.8K
ECT
670
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$94K 0.01%
10,100
– –
IGR
671
CBRE Global Real Estate Income Fund
IGR
$625M
$93K 0.01%
+3,789
New +$95.1K
PPT
672
Franklin Premier Income Trust
PPT
$315M
$88K 0.01%
+16,894
New +$89.1K
CPRX
673
DELISTED
Catalyst Pharmaceutical
CPRX
$85K 0.01%
+28,000
New +$47.1K
RSO
674
DELISTED
Resource Capital Corp.
RSO
$83K 0.01%
3,513
-1,750
-33% -$43K
USA icon
675
Liberty All-Star Equity Fund
USA
$1.8B
$81K 0.01%
15,198
-1,863
-11% -$10.2K
25 26
27
28 29

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisor Networks held 717 positions worth $1.16B, up 15% from $1.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisor Networks deployed $116M of net new capital in Q3 2013, opening 114 new positions and adding to 356 existing holdings. Its largest new stake was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 43% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $4.4M trimmed.

  • Cetera Advisor Networks's largest Q3 2013 buy was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.
  • Cetera Advisor Networks added most to iShares Russell 3000 ETF in Q3 2013, an estimated $12.3M increase.
  • Cetera Advisor Networks's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $4.4M.
  • Cetera Advisor Networks fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2013, selling an estimated $4.47M.
  • Cetera Advisor Networks's ten largest holdings make up 22% of its $1.16B portfolio in Q3 2013.
  • Cetera Advisor Networks opened 114 new positions and closed 29 in Q3 2013.
  • Cetera Advisor Networks's portfolio value rose 15% quarter-over-quarter to $1.16B.

Based on Cetera Advisor Networks's 13F filing for Q3 2013, filed 15 Nov 2013.