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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.86%
AUM
$1.16B
AUM Growth
+$150M
Cap. Flow
+$116M
Cap. Flow %
10.04%
Top 10 Hldgs %
22.16%
Holding
717
New
114
Increased
356
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IWV icon
iShares Russell 3000 ETF
IWV
+$12.3M
2
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$11.4M
3
ICF icon
iShares Select U.S. REIT ETF
ICF
+$7.85M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.57M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.11M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.47M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.4M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.68M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$2.52M
5
VER
VEREIT, Inc.
VER
+$2.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.02%
2 Energy 9.65%
3 Technology 7.21%
4 Healthcare 6.29%
5 Financials 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAP icon
626
Molson Coors Class B
TAP
$7.32B
$204K 0.02%
4,025
-3,597
-47% -$181K
IYJ icon
627
iShares US Industrials ETF
IYJ
$1.9B
$203K 0.02%
+4,502
New +$199K
FT
628
Franklin Universal Trust
FT
$186M
$202K 0.02%
29,700
– –
APB
629
DELISTED
Asia Pacific Fund
APB
$201K 0.02%
20,020
+250
+1% +$2.5K
LO
630
DELISTED
LORILLARD INC COM STK
LO
$201K 0.02%
+4,495
New +$198K
NVC
631
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$201K 0.02%
14,375
– –
BCV
632
Bancroft Fund
BCV
$134M
$189K 0.02%
10,505
– –
MIN
633
Aberdeen Intermediate Income Fund
MIN
$266M
$187K 0.02%
35,172
+2,663
+8% +$14.1K
HK
634
DELISTED
Halcon Resources Corporation
HK
$184K 0.02%
239
-5
-2% -$4.56K
FTR
635
DELISTED
Frontier Communications Corp.
FTR
$179K 0.02%
3,077
+1,001
+48% +$65.1K
SWZ
636
Swiss Helvetia Fund
SWZ
$76.5M
$178K 0.02%
12,487
– –
NUV icon
637
Nuveen Municipal Value Fund
NUV
$1.79B
$176K 0.02%
+19,101
New +$174K
TLPH icon
638
Talphera
TLPH
$61.8M
$175K 0.02%
+814
New +$178K
CNSL
639
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$175K 0.02%
10,140
– –
EVV
640
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
$170K 0.01%
+10,861
New +$164K
ZLC
641
DELISTED
ZALE CORPORATION
ZLC
$170K 0.01%
11,200
– –
VXX
642
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$170K 0.01%
+185
New +$185K
NCZ
643
Virtus Convertible & Income Fund II
NCZ
$282M
$169K 0.01%
4,856
– –
NRF
644
DELISTED
NorthStar Realty Finance Corp.
NRF
$169K 0.01%
9,380
+1,845
+24% +$33.6K
VGR
645
DELISTED
Vector Group Ltd.
VGR
$168K 0.01%
+19,525
New +$164K
HTGC icon
646
Hercules Capital
HTGC
$3.3B
$167K 0.01%
+10,923
New +$158K
TSI
647
TCW Strategic Income Fund
TSI
$275M
$167K 0.01%
+31,429
New +$169K
ROIC
648
DELISTED
Retail Opportunity Investments Corp.
ROIC
$167K 0.01%
+12,100
New +$165K
PBT
649
Permian Basin Royalty Trust
PBT
$1.68B
$160K 0.01%
11,358
+1,076
+10% +$14.6K
WLB
650
DELISTED
Westmoreland Coal Company
WLB
$157K 0.01%
+11,955
New +$153K
24 25
26
27 28

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisor Networks held 717 positions worth $1.16B, up 15% from $1.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisor Networks deployed $116M of net new capital in Q3 2013, opening 114 new positions and adding to 356 existing holdings. Its largest new stake was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 43% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $4.4M trimmed.

  • Cetera Advisor Networks's largest Q3 2013 buy was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.
  • Cetera Advisor Networks added most to iShares Russell 3000 ETF in Q3 2013, an estimated $12.3M increase.
  • Cetera Advisor Networks's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $4.4M.
  • Cetera Advisor Networks fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2013, selling an estimated $4.47M.
  • Cetera Advisor Networks's ten largest holdings make up 22% of its $1.16B portfolio in Q3 2013.
  • Cetera Advisor Networks opened 114 new positions and closed 29 in Q3 2013.
  • Cetera Advisor Networks's portfolio value rose 15% quarter-over-quarter to $1.16B.

Based on Cetera Advisor Networks's 13F filing for Q3 2013, filed 15 Nov 2013.